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TRI CONTL CORP
TRI CONTL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 65 Institutional holders with a total value of $237,750,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEW ENGLAND SECURITIES CORP /MA/ 10 0 0.00%
2 FineMark National Bank & Trust 146 3,000 0.00%
3 LifePlan Financial Group, Inc 354 7,000 0.00%
4 MSI Financial Services Inc 518 10,000 0.00%
5 AMERIPRISE FINANCIAL INC 550 11,000 0.00%
6 1919 Investment Counsel, LLC 837 17,000 0.01%
7 Oakworth Capital, Inc. 1,255 25,000 0.01%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,433 29,000 0.01%
9 GLENMEDE TRUST CO NA 1,500 30,000 0.01%
10 Hudock, Inc. 1,544 31,000 0.01%
11 Creative Planning 1,842 37,000 0.02%
12 CITIGROUP INC 2,858 57,000 0.02%
13 BANK OF MONTREAL /CAN/ 2,942 59,000 0.02%
14 FIFTH THIRD BANCORP 3,287 66,000 0.03%
15 US BANCORP \DE\ 3,929 79,000 0.03%
16 ALLIANCEBERNSTEIN L.P. 6,977 140,000 0.06%
17 COMMUNITY FINANCIAL SYSTEM, INC. 8,000 161,000 0.07%
18 Barrett Asset Management, LLC 8,046 162,000 0.07%
19 HighTower Advisors, LLC 10,940 220,000 0.09%
20 FIRST MERCHANTS CORP 11,952 240,000 0.10%
21 Cambridge Investment Research Advisors, Inc. 12,296 247,000 0.10%
22 AQR CAPITAL MANAGEMENT LLC 12,478 251,000 0.11%
23 NORTHERN TRUST CORP 12,864 258,000 0.11%
24 TIAA CREF TRUST CO FSB/MO 13,418 269,000 0.11%
25 EVERMAY WEALTH MANAGEMENT LLC 13,468 270,000 0.11%
26 TFS CAPITAL LLC 14,216 285,000 0.12%
27 PARAMETRIC PORTFOLIO ASSOCIATES LLC 14,736 296,000 0.12%
28 CS MCKEE LP 15,500 311,000 0.13%
29 GUGGENHEIM CAPITAL LLC 16,948 340,000 0.14%
30 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 18,921 380,000 0.16%
31 LPL Financial LLC 21,057 423,000 0.18%
32 FIRST TRUST ADVISORS LP 22,204 446,000 0.19%
33 Heritage Wealth Advisors 22,735 457,000 0.19%
34 ROYAL BANK OF CANADA 23,806 478,000 0.20%
35 WESBANCO BANK INC 23,939 481,000 0.20%
36 WELLS FARGO & COMPANY/MN 26,222 526,000 0.22%
37 Independence Trust CO 30,541 613,000 0.26%
38 UBS AG 38,258 768,000 0.32%
39 GEODE CAPITAL MANAGEMENT, LLC 39,259 788,000 0.33% PRN
40 Cetera Advisor Networks LLC 40,827 817,000 0.34%
41 Commonwealth Equity Services, Inc 49,144 987,000 0.42%
42 PNC FINANCIAL SERVICES GROUP, INC. 52,275 1,051,000 0.44%
43 Raymond James Financial Services Advisors, Inc. 63,470 1,274,000 0.54%
44 1832 Asset Management L.P. 70,000 1,395,000 0.59%
45 CORNERSTONE ADVISORS INC 71,366 1,433,000 0.60%
46 SG Americas Securities, LLC 89,576 1,799,000 0.76%
47 Ancora Advisors LLC 95,000 1,908,000 0.80%
48 WOLVERINE ASSET MANAGEMENT LLC 95,283 1,913,000 0.80%
49 HSBC HOLDINGS PLC 95,950 1,927,000 0.81%
50 GOLDMAN SACHS GROUP INC 103,922 2,087,000 0.88%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.