| 1 |
Tradewinds Capital Management, LLC |
102 |
1,000 |
0.00% |
|
|
| 2 |
SEI INVESTMENTS CO |
171 |
3,000 |
0.00% |
|
|
| 3 |
D.A. DAVIDSON & CO. |
325 |
4,000 |
0.01% |
|
|
| 4 |
BANK OF MONTREAL /CAN/ |
300 |
4,000 |
0.01% |
|
|
| 5 |
US BANCORP \DE\ |
309 |
5,000 |
0.01% |
|
|
| 6 |
Focused Wealth Management, Inc |
494 |
7,000 |
0.01% |
|
|
| 7 |
UBS Group AG |
524 |
8,000 |
0.01% |
|
|
| 8 |
Sunbelt Securities, Inc. |
550 |
8,085 |
0.01% |
|
|
| 9 |
COUNTRY TRUST BANK |
720 |
11,000 |
0.02% |
|
|
| 10 |
CITIGROUP INC |
830 |
12,000 |
0.02% |
|
|
| 11 |
ROYAL BANK OF CANADA |
967 |
14,000 |
0.02% |
|
|
| 12 |
FIFTH THIRD BANCORP |
1,000 |
15,000 |
0.02% |
|
|
| 13 |
Formidable Asset Management, LLC |
1,278 |
19,000 |
0.03% |
|
|
| 14 |
HUNTINGTON NATIONAL BANK |
1,382 |
20,000 |
0.03% |
|
PRN |
| 15 |
Tower Research Capital LLC (TRC) |
1,451 |
21,000 |
0.03% |
|
|
| 16 |
Gradient Investments LLC |
1,896 |
28,000 |
0.04% |
|
|
| 17 |
NEXT Financial Group, Inc |
4,190 |
61,000 |
0.10% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,838 |
100,000 |
0.16% |
|
|
| 19 |
PNC FINANCIAL SERVICES GROUP, INC. |
6,789 |
100,000 |
0.16% |
|
|
| 20 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
14,398 |
212,000 |
0.33% |
|
|
| 21 |
DOLIVER ADVISORS, LP |
16,950 |
249,000 |
0.39% |
|
|
| 22 |
Thomas J. Herzfeld Advisors, Inc. |
17,326 |
250,000 |
0.39% |
|
|
| 23 |
GUGGENHEIM CAPITAL LLC |
17,678 |
260,000 |
0.41% |
|
|
| 24 |
WELLS FARGO & COMPANY/MN |
17,946 |
264,000 |
0.41% |
|
|
| 25 |
WEDBUSH SECURITIES INC |
19,790 |
291,000 |
0.45% |
|
|
| 26 |
BANK OF AMERICA CORP /DE/ |
22,502 |
331,000 |
0.52% |
|
|
| 27 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
22,783 |
335,000 |
0.52% |
|
|
| 28 |
Invesco Ltd. |
23,477 |
345,000 |
0.54% |
|
|
| 29 |
First Allied Advisory Services, Inc. |
43,788 |
648,000 |
1.01% |
|
|
| 30 |
MORGAN STANLEY |
63,791 |
938,000 |
1.47% |
|
|
| 31 |
WOLVERINE ASSET MANAGEMENT LLC |
67,500 |
992,000 |
1.55% |
|
|
| 32 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
114,181 |
1,680,000 |
2.63% |
|
|
| 33 |
Shaker Financial Services, LLC |
232,153 |
3,413,000 |
5.33% |
|
|
| 34 |
1607 Capital Partners, LLC |
307,795 |
4,525,000 |
7.07% |
|
|
| 35 |
RELATIVE VALUE PARTNERS GROUP, LLC |
651,545 |
9,578,000 |
14.97% |
|
|
| 36 |
Karpus Management, Inc. |
851,549 |
12,518,000 |
19.56% |
|
|
| 37 |
Advisors Asset Management, Inc. |
1,818,302 |
26,729,000 |
41.76% |
|
|
