| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 690,535 | 9,101,000 | 44.39% | ||
| 2 | Advisors Asset Management, Inc. | 255,366 | 3,366,000 | 16.42% | ||
| 3 | Fiera Capital Corp | 178,828 | 2,357,000 | 11.50% | ||
| 4 | Tradewinds Capital Management, LLC | 76,609 | 1,010,000 | 4.93% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 62,503 | 824,000 | 4.02% | ||
| 6 | LPL Financial LLC | 55,174 | 740,000 | 3.61% | ||
| 7 | ROBINSON CAPITAL MANAGEMENT, LLC | 36,351 | 479,000 | 2.34% | ||
| 8 | MORGAN STANLEY | 36,097 | 476,000 | 2.32% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 21,704 | 286,000 | 1.39% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 21,180 | 279,000 | 1.36% | ||
| 11 | UBS Group AG | 18,680 | 246,000 | 1.20% | ||
| 12 | NEXT Financial Group, Inc | 15,744 | 207,000 | 1.01% | ||
| 13 | VAN ECK ASSOCIATES CORP | 15,486 | 204,000 | 0.99% | ||
| 14 | Wills Financial Group, Inc. | 13,398 | 176,000 | 0.86% | ||
| 15 | OPPENHEIMER & CO INC | 13,000 | 171,000 | 0.83% | ||
| 16 | AMERIPRISE FINANCIAL INC | 12,000 | 158,000 | 0.77% | ||
| 17 | WELLS FARGO & COMPANY/MN | 8,161 | 108,000 | 0.53% | ||
| 18 | D.A. DAVIDSON & CO. | 8,100 | 106,000 | 0.52% | ||
| 19 | Creative Planning | 5,101 | 67,000 | 0.33% | ||
| 20 | US BANCORP \DE\ | 3,719 | 49,000 | 0.24% | ||
| 21 | MV CAPITAL MANAGEMENT, INC. | 2,500 | 33,000 | 0.16% | PRN | |
| 22 | MSI Financial Services Inc | 2,053 | 27,000 | 0.13% | ||
| 23 | ROYAL BANK OF CANADA | 1,530 | 20,000 | 0.10% | ||
| 24 | Archford Capital Strategies, LLC | 782 | 10,000 | 0.05% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 127 | 2,000 | 0.01% | ||
| 26 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
