| 1 |
Advisors Asset Management, Inc. |
260,712 |
3,147,000 |
30.04% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
105,833 |
1,278,000 |
12.20% |
|
|
| 3 |
Tradewinds Capital Management, LLC |
76,609 |
925,000 |
8.83% |
|
|
| 4 |
Karpus Management, Inc. |
75,006 |
905,000 |
8.64% |
|
|
| 5 |
UBS Group AG |
51,864 |
626,000 |
5.97% |
|
|
| 6 |
Liberty Street Advisors, Inc. |
43,421 |
524,000 |
5.00% |
|
|
| 7 |
LPL Financial LLC |
41,832 |
511,000 |
4.88% |
|
|
| 8 |
MORGAN STANLEY |
37,858 |
457,000 |
4.36% |
|
|
| 9 |
Virtu KCG Holdings LLC |
22,218 |
268,000 |
2.56% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
22,039 |
266,000 |
2.54% |
|
|
| 11 |
Wills Financial Group, Inc. |
13,398 |
161,000 |
1.54% |
|
|
| 12 |
VAN ECK ASSOCIATES CORP |
13,297 |
160,000 |
1.53% |
|
|
| 13 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
12,786 |
154,000 |
1.47% |
|
|
| 14 |
NEXT Financial Group, Inc |
12,527 |
151,000 |
1.44% |
|
|
| 15 |
OPPENHEIMER & CO INC |
11,528 |
139,000 |
1.33% |
|
|
| 16 |
AMERIPRISE FINANCIAL INC |
11,000 |
133,000 |
1.27% |
|
|
| 17 |
First Allied Advisory Services, Inc. |
10,375 |
125,000 |
1.19% |
|
|
| 18 |
CULLEN/FROST BANKERS, INC. |
10,227 |
123,000 |
1.17% |
|
|
| 19 |
WOLVERINE ASSET MANAGEMENT LLC |
8,457 |
102,000 |
0.97% |
|
|
| 20 |
WELLS FARGO & COMPANY/MN |
8,161 |
99,000 |
0.94% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
6,416 |
77,000 |
0.73% |
|
|
| 22 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
4,801 |
58,000 |
0.55% |
|
|
| 23 |
US BANCORP \DE\ |
3,719 |
45,000 |
0.43% |
|
|
| 24 |
MSI Financial Services Inc |
2,053 |
25,000 |
0.24% |
|
|
| 25 |
ROYAL BANK OF CANADA |
1,530 |
18,000 |
0.17% |
|
|
