| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 209,065 | 2,686,000 | 28.75% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 100,030 | 1,285,000 | 13.76% | ||
| 3 | Tradewinds Capital Management, LLC | 79,509 | 1,022,000 | 10.94% | ||
| 4 | WOLVERINE ASSET MANAGEMENT LLC | 61,638 | 792,000 | 8.48% | ||
| 5 | LPL Financial LLC | 42,635 | 549,000 | 5.88% | ||
| 6 | MORGAN STANLEY | 41,685 | 536,000 | 5.74% | ||
| 7 | UBS Group AG | 38,931 | 501,000 | 5.36% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 24,078 | 310,000 | 3.32% | ||
| 9 | Liberty Street Advisors, Inc. | 19,076 | 245,000 | 2.62% | ||
| 10 | Wills Financial Group, Inc. | 13,398 | 172,000 | 1.84% | ||
| 11 | DRW Securities, LLC | 12,302 | 158,000 | 1.69% | ||
| 12 | AMERIPRISE FINANCIAL INC | 12,200 | 157,000 | 1.68% | ||
| 13 | VAN ECK ASSOCIATES CORP | 11,690 | 150,000 | 1.61% | ||
| 14 | OPPENHEIMER & CO INC | 11,528 | 148,000 | 1.58% | ||
| 15 | CULLEN/FROST BANKERS, INC. | 10,227 | 132,000 | 1.41% | ||
| 16 | NEXT Financial Group, Inc | 9,701 | 124,000 | 1.33% | ||
| 17 | WELLS FARGO & COMPANY/MN | 9,661 | 124,000 | 1.33% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,801 | 62,000 | 0.66% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 4,750 | 61,000 | 0.65% | ||
| 20 | US BANCORP \DE\ | 3,719 | 48,000 | 0.51% | ||
| 21 | Creative Planning | 3,112 | 40,000 | 0.43% | ||
| 22 | MSI Financial Services Inc | 2,053 | 26,000 | 0.28% | ||
| 23 | ROYAL BANK OF CANADA | 1,000 | 13,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
