| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 126,394 | 1,604,000 | 22.12% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 118,264 | 1,501,000 | 20.70% | ||
| 3 | Tradewinds Capital Management, LLC | 79,509 | 1,009,000 | 13.92% | ||
| 4 | LPL Financial LLC | 49,159 | 624,000 | 8.61% | ||
| 5 | UBS Group AG | 42,031 | 533,000 | 7.35% | ||
| 6 | MORGAN STANLEY | 28,375 | 360,000 | 4.96% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 26,488 | 336,000 | 4.63% | ||
| 8 | Wills Financial Group, Inc. | 20,485 | 259,000 | 3.57% | ||
| 9 | Virtu KCG Holdings LLC | 12,231 | 155,000 | 2.14% | ||
| 10 | OPPENHEIMER & CO INC | 10,528 | 134,000 | 1.85% | ||
| 11 | AMERIPRISE FINANCIAL INC | 10,500 | 133,000 | 1.83% | ||
| 12 | VAN ECK ASSOCIATES CORP | 10,352 | 131,000 | 1.81% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,192 | 129,000 | 1.78% | ||
| 14 | WELLS FARGO & COMPANY/MN | 9,661 | 123,000 | 1.70% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,801 | 61,000 | 0.84% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 4,750 | 60,000 | 0.83% | ||
| 17 | US BANCORP \DE\ | 3,719 | 47,000 | 0.65% | ||
| 18 | NEW ENGLAND SECURITIES CORP /MA/ | 2,053 | 26,000 | 0.36% | ||
| 19 | Creative Planning | 1,011 | 13,000 | 0.18% | ||
| 20 | ROYAL BANK OF CANADA | 1,000 | 13,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
