| 1 |
Karpus Management, Inc. |
590,185 |
7,259,000 |
27.89% |
|
|
| 2 |
Advisors Asset Management, Inc. |
391,031 |
4,810,000 |
18.48% |
|
|
| 3 |
Fiera Capital Corp |
315,092 |
3,875,000 |
14.89% |
|
|
| 4 |
ROBINSON CAPITAL MANAGEMENT, LLC |
214,977 |
2,644,000 |
10.16% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
202,972 |
2,497,000 |
9.59% |
|
|
| 6 |
MORGAN STANLEY |
75,193 |
924,000 |
3.55% |
|
|
| 7 |
Tradewinds Capital Management, LLC |
74,609 |
918,000 |
3.53% |
|
|
| 8 |
LPL Financial LLC |
39,058 |
479,000 |
1.84% |
|
|
| 9 |
UBS Group AG |
27,664 |
340,000 |
1.31% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
25,228 |
310,000 |
1.19% |
|
|
| 11 |
VAN ECK ASSOCIATES CORP |
22,276 |
274,000 |
1.05% |
|
|
| 12 |
First Allied Advisory Services, Inc. |
17,982 |
221,000 |
0.85% |
|
|
| 13 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
14,906 |
183,000 |
0.70% |
|
|
| 14 |
OPPENHEIMER & CO INC |
14,600 |
180,000 |
0.69% |
|
|
| 15 |
Virtu KCG Holdings LLC |
13,379 |
165,000 |
0.63% |
|
|
| 16 |
AMERIPRISE FINANCIAL INC |
13,100 |
161,000 |
0.62% |
|
|
| 17 |
WFG Advisors, LP |
12,315 |
151,000 |
0.58% |
|
|
| 18 |
BOOTHBAY FUND MANAGEMENT, LLC |
11,810 |
145,000 |
0.56% |
|
|
| 19 |
WELLS FARGO & COMPANY/MN |
9,602 |
118,000 |
0.45% |
|
|
| 20 |
D.A. DAVIDSON & CO. |
8,100 |
99,000 |
0.38% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
6,176 |
76,000 |
0.29% |
|
|
| 22 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
5,550 |
68,000 |
0.26% |
|
|
| 23 |
US BANCORP \DE\ |
3,719 |
46,000 |
0.18% |
|
|
| 24 |
ROYAL BANK OF CANADA |
2,330 |
29,000 |
0.11% |
|
|
| 25 |
MSI Financial Services Inc |
2,053 |
25,000 |
0.10% |
|
|
| 26 |
Creative Planning |
1,363 |
17,000 |
0.07% |
|
|
| 27 |
THOMPSON SIEGEL & WALMSLEY LLC |
774 |
10,000 |
0.04% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
127 |
2,000 |
0.01% |
|
|
