| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 651,002 | 8,762,000 | 37.01% | ||
| 2 | Advisors Asset Management, Inc. | 301,695 | 4,061,000 | 17.15% | ||
| 3 | Fiera Capital Corp | 173,856 | 2,340,000 | 9.88% | ||
| 4 | ROBINSON CAPITAL MANAGEMENT, LLC | 142,429 | 1,917,000 | 8.10% | ||
| 5 | LPL Financial LLC | 92,217 | 1,259,000 | 5.32% | ||
| 6 | Tradewinds Capital Management, LLC | 76,609 | 1,031,000 | 4.35% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 61,324 | 825,000 | 3.48% | ||
| 8 | Archford Capital Strategies, LLC | 11 | 782,000 | 3.30% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 38,954 | 524,000 | 2.21% | ||
| 10 | MORGAN STANLEY | 32,554 | 438,000 | 1.85% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 22,327 | 301,000 | 1.27% | ||
| 12 | VAN ECK ASSOCIATES CORP | 21,216 | 286,000 | 1.21% | ||
| 13 | NEXT Financial Group, Inc | 18,450 | 248,000 | 1.05% | ||
| 14 | Wills Financial Group, Inc. | 13,398 | 180,000 | 0.76% | ||
| 15 | UBS Group AG | 12,652 | 170,000 | 0.72% | ||
| 16 | AMERIPRISE FINANCIAL INC | 11,200 | 151,000 | 0.64% | ||
| 17 | WELLS FARGO & COMPANY/MN | 8,162 | 110,000 | 0.46% | ||
| 18 | D.A. DAVIDSON & CO. | 8,100 | 109,000 | 0.46% | ||
| 19 | US BANCORP \DE\ | 3,719 | 50,000 | 0.21% | ||
| 20 | ROYAL BANK OF CANADA | 2,880 | 38,000 | 0.16% | ||
| 21 | MV CAPITAL MANAGEMENT, INC. | 2,500 | 34,000 | 0.14% | PRN | |
| 22 | Creative Planning | 2,101 | 28,000 | 0.12% | ||
| 23 | MSI Financial Services Inc | 2,053 | 28,000 | 0.12% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 127 | 2,000 | 0.01% | ||
| 25 | Tower Research Capital LLC (TRC) | 33 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
