| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 620,751 | 8,659,000 | 33.49% | ||
| 2 | Advisors Asset Management, Inc. | 380,308 | 5,305,000 | 20.52% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 206,629 | 2,882,000 | 11.15% | ||
| 4 | Fiera Capital Corp | 173,281 | 2,417,000 | 9.35% | ||
| 5 | ROBINSON CAPITAL MANAGEMENT, LLC | 140,513 | 1,960,000 | 7.58% | ||
| 6 | Tradewinds Capital Management, LLC | 76,609 | 1,069,000 | 4.13% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 39,279 | 548,000 | 2.12% | ||
| 8 | LPL Financial LLC | 37,756 | 530,000 | 2.05% | ||
| 9 | MORGAN STANLEY | 33,554 | 468,000 | 1.81% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 33,524 | 468,000 | 1.81% | ||
| 11 | VAN ECK ASSOCIATES CORP | 25,497 | 356,000 | 1.38% | ||
| 12 | UBS Group AG | 14,978 | 209,000 | 0.81% | ||
| 13 | AMERIPRISE FINANCIAL INC | 13,475 | 188,000 | 0.73% | ||
| 14 | Wills Financial Group, Inc. | 13,398 | 187,000 | 0.72% | ||
| 15 | WELLS FARGO & COMPANY/MN | 10,561 | 147,000 | 0.57% | ||
| 16 | OPPENHEIMER & CO INC | 10,000 | 140,000 | 0.54% | ||
| 17 | D.A. DAVIDSON & CO. | 8,100 | 112,000 | 0.43% | ||
| 18 | US BANCORP \DE\ | 3,719 | 52,000 | 0.20% | ||
| 19 | ROYAL BANK OF CANADA | 3,330 | 46,000 | 0.18% | ||
| 20 | NEXT Financial Group, Inc | 2,802 | 39,000 | 0.15% | ||
| 21 | MV CAPITAL MANAGEMENT, INC. | 2,500 | 35,000 | 0.14% | PRN | |
| 22 | MSI Financial Services Inc | 2,053 | 29,000 | 0.11% | ||
| 23 | Tower Research Capital LLC (TRC) | 222 | 3,000 | 0.01% | ||
| 24 | WEALTHPLAN PARTNERS, LLC | 400 | 2,793 | 0.01% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 127 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
