| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 165,710 | 1,927,000 | 26.34% | ||
| 2 | LPL Financial LLC | 84,810 | 986,000 | 13.48% | ||
| 3 | Tradewinds Capital Management, LLC | 79,509 | 925,000 | 12.64% | ||
| 4 | Advisors Asset Management, Inc. | 64,301 | 748,000 | 10.22% | ||
| 5 | Karpus Management, Inc. | 49,854 | 580,000 | 7.93% | ||
| 6 | MORGAN STANLEY | 47,294 | 550,000 | 7.52% | ||
| 7 | DRW Securities, LLC | 34,919 | 406,000 | 5.55% | ||
| 8 | Wills Financial Group, Inc. | 18,118 | 210,000 | 2.87% | ||
| 9 | AQR CAPITAL MANAGEMENT LLC | 15,371 | 179,000 | 2.45% | ||
| 10 | WELLS FARGO & COMPANY/MN | 14,466 | 168,000 | 2.30% | ||
| 11 | First Allied Advisory Services, Inc. | 13,694 | 159,000 | 2.17% | ||
| 12 | UBS AG | 12,973 | 151,000 | 2.06% | ||
| 13 | VAN ECK ASSOCIATES CORP | 7,423 | 86,000 | 1.18% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,801 | 56,000 | 0.77% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 4,750 | 55,000 | 0.75% | ||
| 16 | US BANCORP \DE\ | 3,719 | 43,000 | 0.59% | ||
| 17 | MSI Financial Services Inc | 3,000 | 35,000 | 0.48% | ||
| 18 | M&T BANK CORP | 2,400 | 28,000 | 0.38% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 12,000 | 0.16% | ||
| 20 | ROYAL BANK OF CANADA | 1,000 | 12,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
