| 1 |
Karpus Management, Inc. |
598,283 |
8,077,000 |
31.27% |
|
|
| 2 |
Advisors Asset Management, Inc. |
391,882 |
5,290,000 |
20.48% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
218,430 |
2,949,000 |
11.42% |
|
|
| 4 |
ROBINSON CAPITAL MANAGEMENT, LLC |
194,977 |
2,632,000 |
10.19% |
|
|
| 5 |
Fiera Capital Corp |
148,647 |
2,007,000 |
7.77% |
|
|
| 6 |
Tradewinds Capital Management, LLC |
74,609 |
1,007,000 |
3.90% |
|
|
| 7 |
MORGAN STANLEY |
54,409 |
735,000 |
2.85% |
|
|
| 8 |
RAYMOND JAMES & ASSOCIATES |
39,064 |
527,000 |
2.04% |
|
|
| 9 |
LPL Financial LLC |
37,804 |
510,000 |
1.97% |
|
|
| 10 |
VAN ECK ASSOCIATES CORP |
31,687 |
428,000 |
1.66% |
|
|
| 11 |
UBS Group AG |
24,346 |
329,000 |
1.27% |
|
|
| 12 |
First Allied Advisory Services, Inc. |
16,174 |
218,000 |
0.84% |
|
|
| 13 |
Wills Financial Group, Inc. |
13,398 |
180,000 |
0.70% |
|
|
| 14 |
AMERIPRISE FINANCIAL INC |
12,700 |
171,000 |
0.66% |
|
|
| 15 |
OPPENHEIMER & CO INC |
12,250 |
165,000 |
0.64% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
10,562 |
142,000 |
0.55% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
9,535 |
129,000 |
0.50% |
|
|
| 18 |
D.A. DAVIDSON & CO. |
8,100 |
109,000 |
0.42% |
|
|
| 19 |
US BANCORP \DE\ |
3,719 |
50,000 |
0.19% |
|
|
| 20 |
NEXT Financial Group, Inc |
2,834 |
38,000 |
0.15% |
|
|
| 21 |
MV CAPITAL MANAGEMENT, INC. |
2,500 |
34,000 |
0.13% |
|
PRN |
| 22 |
ROYAL BANK OF CANADA |
2,330 |
31,000 |
0.12% |
|
|
| 23 |
MSI Financial Services Inc |
2,053 |
28,000 |
0.11% |
|
|
| 24 |
Creative Planning |
1,363 |
18,000 |
0.07% |
|
|
| 25 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
800 |
11,000 |
0.04% |
|
|
| 26 |
THOMPSON SIEGEL & WALMSLEY LLC |
774 |
10,000 |
0.04% |
|
|
| 27 |
Tower Research Capital LLC (TRC) |
200 |
3,000 |
0.01% |
|
|
| 28 |
WEALTHPLAN PARTNERS, LLC |
200 |
2,696 |
0.01% |
|
|
| 29 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
127 |
2,000 |
0.01% |
|
|
