| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 172,757 | 2,178,000 | 31.09% | ||
| 2 | Advisors Asset Management, Inc. | 92,602 | 1,168,000 | 16.67% | ||
| 3 | Tradewinds Capital Management, LLC | 79,509 | 999,000 | 14.26% | ||
| 4 | LPL Financial LLC | 56,322 | 710,000 | 10.13% | ||
| 5 | UBS AG | 36,576 | 460,000 | 6.57% | ||
| 6 | MORGAN STANLEY | 36,125 | 454,000 | 6.48% | ||
| 7 | Wills Financial Group, Inc. | 20,365 | 255,000 | 3.64% | ||
| 8 | First Allied Advisory Services, Inc. | 16,774 | 210,000 | 3.00% | ||
| 9 | WELLS FARGO & COMPANY/MN | 10,112 | 127,000 | 1.81% | ||
| 10 | VAN ECK ASSOCIATES CORP | 7,633 | 96,000 | 1.37% | ||
| 11 | AMERIPRISE FINANCIAL INC | 6,900 | 87,000 | 1.24% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 5,835 | 73,000 | 1.04% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,801 | 60,000 | 0.86% | ||
| 14 | US BANCORP \DE\ | 3,719 | 47,000 | 0.67% | ||
| 15 | FIFTH THIRD BANCORP | 2,400 | 30,000 | 0.43% | ||
| 16 | NEW ENGLAND SECURITIES CORP /MA/ | 2,053 | 26,000 | 0.37% | ||
| 17 | ROYAL BANK OF CANADA | 1,000 | 13,000 | 0.19% | ||
| 18 | Creative Planning | 1,011 | 13,000 | 0.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
