| 1 |
RELATIVE VALUE PARTNERS GROUP, LLC |
2,153,922 |
32,115,000 |
50.24% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
458,025 |
6,829,000 |
10.68% |
|
|
| 3 |
Ancora Advisors LLC |
337,472 |
5,032,000 |
7.87% |
|
|
| 4 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
271,487 |
4,048,000 |
6.33% |
|
|
| 5 |
CSS LLC/IL |
225,282 |
3,359,000 |
5.25% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
224,157 |
3,342,000 |
5.23% |
|
|
| 7 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
110,541 |
1,648,000 |
2.58% |
|
|
| 8 |
Horizon Kinetics LLC |
95,990 |
1,430,000 |
2.24% |
|
|
| 9 |
Thomas J. Herzfeld Advisors, Inc. |
89,267 |
1,331,000 |
2.08% |
|
|
| 10 |
Hilton Capital Management, LLC |
81,800 |
1,220,000 |
1.91% |
|
PRN |
| 11 |
Shaker Financial Services, LLC |
81,607 |
1,217,000 |
1.90% |
|
|
| 12 |
MORGAN STANLEY |
31,238 |
466,000 |
0.73% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
26,451 |
394,000 |
0.62% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
23,026 |
343,000 |
0.54% |
|
|
| 15 |
ANCORA PRIVATE WEALTH ADVISORS, LLC |
19,982 |
298,000 |
0.47% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
10,015 |
150,000 |
0.23% |
|
|
| 17 |
UBS Group AG |
9,364 |
140,000 |
0.22% |
|
|
| 18 |
FIRST MANHATTAN CO. LLC. |
9,435 |
140,000 |
0.22% |
|
|
| 19 |
MSI Financial Services Inc |
6,532 |
97,000 |
0.15% |
|
|
| 20 |
IFP ADVISORS, INC |
5,483 |
82,000 |
0.13% |
|
|
| 21 |
GENEOS WEALTH MANAGEMENT INC. |
3,389 |
50,000 |
0.08% |
|
|
| 22 |
ADVISOR GROUP, INC. |
3,070 |
46,000 |
0.07% |
|
|
| 23 |
ROYAL BANK OF CANADA |
2,759 |
41,000 |
0.06% |
|
|
| 24 |
Chicago Partners Investment Group LLC |
2,361 |
35,000 |
0.05% |
|
|
| 25 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
1,759 |
26,000 |
0.04% |
|
|
| 26 |
Financial Architects, Inc |
1,309 |
20,000 |
0.03% |
|
|
| 27 |
THRIVENT FINANCIAL FOR LUTHERANS |
1,110 |
16,000 |
0.03% |
|
|
| 28 |
CITIGROUP INC |
793 |
12,000 |
0.02% |
|
|
| 29 |
Tower Research Capital LLC (TRC) |
6 |
0 |
0.00% |
|
|
