| 1 |
RELATIVE VALUE PARTNERS GROUP, LLC |
2,309,727 |
30,488,000 |
52.09% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
438,323 |
5,729,000 |
9.79% |
|
|
| 3 |
Ancora Advisors LLC |
333,576 |
4,360,000 |
7.45% |
|
|
| 4 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
296,075 |
3,870,000 |
6.61% |
|
|
| 5 |
CSS LLC/IL |
211,927 |
2,770,000 |
4.73% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
159,632 |
2,086,000 |
3.56% |
|
|
| 7 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
142,316 |
1,860,000 |
3.18% |
|
|
| 8 |
Horizon Kinetics LLC |
138,030 |
1,804,000 |
3.08% |
|
|
| 9 |
Thomas J. Herzfeld Advisors, Inc. |
92,527 |
1,209,000 |
2.07% |
|
|
| 10 |
MORGAN STANLEY |
86,149 |
1,126,000 |
1.92% |
|
|
| 11 |
Shaker Financial Services, LLC |
64,350 |
841,000 |
1.44% |
|
|
| 12 |
ANCORA PRIVATE WEALTH ADVISORS, LLC |
28,563 |
373,000 |
0.64% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
24,708 |
323,000 |
0.55% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
23,726 |
311,000 |
0.53% |
|
|
| 15 |
NWAM LLC |
17,369 |
227,000 |
0.39% |
|
|
| 16 |
MSI Financial Services Inc |
13,862 |
181,000 |
0.31% |
|
|
| 17 |
LPL Financial LLC |
13,872 |
181,000 |
0.31% |
|
|
| 18 |
Raymond James Financial Services Advisors, Inc. |
12,498 |
163,000 |
0.28% |
|
|
| 19 |
UBS Group AG |
9,850 |
129,000 |
0.22% |
|
|
| 20 |
FIRST MANHATTAN CO. LLC. |
9,435 |
123,000 |
0.21% |
|
|
| 21 |
CITIGROUP INC |
6,607 |
86,000 |
0.15% |
|
|
| 22 |
IFP ADVISORS, INC |
6,257 |
82,000 |
0.14% |
|
|
| 23 |
GENEOS WEALTH MANAGEMENT INC. |
3,389 |
44,000 |
0.08% |
|
|
| 24 |
Financial Architects, Inc |
2,643 |
35,000 |
0.06% |
|
|
| 25 |
ROYAL BANK OF CANADA |
2,629 |
34,000 |
0.06% |
|
|
| 26 |
Chicago Partners Investment Group LLC |
2,361 |
31,000 |
0.05% |
|
|
| 27 |
BANK OF AMERICA CORP /DE/ |
1,980 |
26,000 |
0.04% |
|
|
| 28 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
1,759 |
23,000 |
0.04% |
|
|
| 29 |
THRIVENT FINANCIAL FOR LUTHERANS |
1,110 |
14,000 |
0.02% |
|
|
| 30 |
Tower Research Capital LLC (TRC) |
100 |
1,000 |
0.00% |
|
|
| 31 |
AMERICAN INTERNATIONAL GROUP, INC. |
3 |
0 |
0.00% |
|
|
