| 1 |
RELATIVE VALUE PARTNERS GROUP, LLC |
2,076,128 |
28,547,000 |
49.40% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
458,025 |
6,298,000 |
10.90% |
|
|
| 3 |
Ancora Advisors LLC |
331,718 |
4,561,000 |
7.89% |
|
|
| 4 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
293,662 |
4,038,000 |
6.99% |
|
|
| 5 |
CSS LLC/IL |
211,927 |
2,914,000 |
5.04% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
172,332 |
2,370,000 |
4.10% |
|
|
| 7 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
141,894 |
1,951,000 |
3.38% |
|
|
| 8 |
Horizon Kinetics LLC |
100,940 |
1,387,000 |
2.40% |
|
|
| 9 |
Thomas J. Herzfeld Advisors, Inc. |
89,547 |
1,231,000 |
2.13% |
|
|
| 10 |
Shaker Financial Services, LLC |
83,484 |
1,148,000 |
1.99% |
|
|
| 11 |
MORGAN STANLEY |
80,555 |
1,107,000 |
1.92% |
|
|
| 12 |
ANCORA PRIVATE WEALTH ADVISORS, LLC |
25,063 |
345,000 |
0.60% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
23,360 |
321,000 |
0.56% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
23,026 |
317,000 |
0.55% |
|
|
| 15 |
NWAM LLC |
17,369 |
239,000 |
0.41% |
|
|
| 16 |
MSI Financial Services Inc |
13,259 |
182,000 |
0.31% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
10,015 |
138,000 |
0.24% |
|
|
| 18 |
FIRST MANHATTAN CO. LLC. |
9,435 |
129,000 |
0.22% |
|
|
| 19 |
CITIGROUP INC |
7,117 |
98,000 |
0.17% |
|
|
| 20 |
UBS Group AG |
6,027 |
83,000 |
0.14% |
|
|
| 21 |
IFP ADVISORS, INC |
5,817 |
80,000 |
0.14% |
|
|
| 22 |
ADVENT CAPITAL MANAGEMENT /DE/ |
5,000 |
69,000 |
0.12% |
|
|
| 23 |
GENEOS WEALTH MANAGEMENT INC. |
3,389 |
46,000 |
0.08% |
|
|
| 24 |
ROYAL BANK OF CANADA |
2,629 |
37,000 |
0.06% |
|
|
| 25 |
Livingston Group Asset Management CO (operating as Southport Capital Management) |
2,719 |
37,000 |
0.06% |
|
|
| 26 |
Financial Architects, Inc |
2,643 |
36,000 |
0.06% |
|
|
| 27 |
Chicago Partners Investment Group LLC |
2,361 |
32,000 |
0.06% |
|
|
| 28 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
1,759 |
24,000 |
0.04% |
|
|
| 29 |
THRIVENT FINANCIAL FOR LUTHERANS |
1,110 |
16,000 |
0.03% |
|
|
| 30 |
ADVISOR GROUP, INC. |
200 |
2,000 |
0.00% |
|
|
