| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,448,368 | 31,140,000 | 37.02% | ||
| 2 | Advisors Asset Management, Inc. | 540,305 | 11,617,000 | 13.81% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 352,796 | 7,586,000 | 9.02% | ||
| 4 | Invesco Ltd. | 280,345 | 6,027,000 | 7.16% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 179,694 | 3,864,000 | 4.59% | ||
| 6 | NEWGATE CAPITAL MANAGEMENT LLC | 161,011 | 3,462,000 | 4.12% | ||
| 7 | WELLS FARGO & COMPANY/MN | 134,204 | 2,885,000 | 3.43% | ||
| 8 | LPL Financial LLC | 100,328 | 2,157,000 | 2.56% | ||
| 9 | UBS AG | 95,309 | 2,049,000 | 2.44% | ||
| 10 | ROYAL BANK OF CANADA | 91,156 | 1,960,000 | 2.33% | ||
| 11 | Janney Montgomery Scott LLC | 59,837 | 1,286,498 | 1.53% | ||
| 12 | BNP PARIBAS FINANCIAL MARKETS | 55,790 | 1,258,060 | 1.50% | ||
| 13 | CORNERSTONE ADVISORS INC | 51,905 | 1,116,000 | 1.33% | ||
| 14 | ROBINSON CAPITAL MANAGEMENT, LLC | 42,028 | 904,000 | 1.07% | ||
| 15 | Commonwealth Equity Services, Inc | 29,952 | 644,000 | 0.77% | ||
| 16 | TFS CAPITAL LLC | 29,672 | 638,000 | 0.76% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 29,003 | 624,000 | 0.74% | ||
| 18 | Private Advisor Group, LLC | 28,431 | 611,000 | 0.73% | ||
| 19 | Marathon Trading Investment Management LLC | 26,000 | 559,000 | 0.66% | ||
| 20 | OPPENHEIMER & CO INC | 22,050 | 474,000 | 0.56% | ||
| 21 | Clearbridge Investments, LLC | 21,500 | 462,000 | 0.55% | ||
| 22 | CITIGROUP INC | 20,803 | 447,000 | 0.53% | ||
| 23 | DOLIVER ADVISORS, LP | 20,648 | 444,000 | 0.53% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 18,595 | 400,000 | 0.48% | ||
| 25 | BLAIR WILLIAM & CO/IL | 15,000 | 322,000 | 0.38% | ||
| 26 | GEODE CAPITAL MANAGEMENT, LLC | 14,061 | 302,000 | 0.36% | PRN | |
| 27 | Apriem Advisors | 13,712 | 295,000 | 0.35% | ||
| 28 | Robert W. Baird & Co. Inc | 9,970 | 214,000 | 0.25% | ||
| 29 | WESTPORT RESOURCES MANAGEMENT INC | 4,900 | 105,000 | 0.12% | ||
| 30 | D.A. DAVIDSON & CO. | 3,992 | 85,000 | 0.10% | ||
| 31 | WHITTIER TRUST CO | 2,060 | 44,000 | 0.05% | ||
| 32 | Oakworth Capital, Inc. | 1,500 | 32,000 | 0.04% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 32,000 | 0.04% | ||
| 34 | PRIVATE TRUST CO NA | 1,100 | 24,000 | 0.03% | ||
| 35 | MSI Financial Services Inc | 1,102 | 24,000 | 0.03% | ||
| 36 | CENTRAL TRUST Co | 708 | 15,000 | 0.02% | ||
| 37 | Estabrook Capital Management | 425 | 9,138 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
