| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,317,252 | 16,216,000 | 19.48% | ||
| 2 | Advisors Asset Management, Inc. | 986,245 | 12,141,000 | 14.59% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 868,483 | 10,691,000 | 12.85% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 629,334 | 7,747,000 | 9.31% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 627,362 | 7,724,000 | 9.28% | ||
| 6 | WELLS FARGO & COMPANY/MN | 573,409 | 7,059,000 | 8.48% | ||
| 7 | UBS Group AG | 271,465 | 3,342,000 | 4.02% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 229,991 | 2,832,000 | 3.40% | ||
| 9 | LPL Financial LLC | 198,025 | 2,485,000 | 2.99% | ||
| 10 | DOLIVER ADVISORS, LP | 175,439 | 2,160,000 | 2.60% | ||
| 11 | Invesco Ltd. | 142,842 | 1,758,000 | 2.11% | ||
| 12 | STEPHENS INC /AR/ | 140,259 | 1,727,000 | 2.08% | ||
| 13 | Janney Montgomery Scott LLC | 119,426 | 1,470,000 | 1.77% | ||
| 14 | ROYAL BANK OF CANADA | 97,016 | 1,194,000 | 1.43% | ||
| 15 | Weiss Asset Management LP | 82,984 | 1,022,000 | 1.23% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 40,853 | 503,000 | 0.60% | ||
| 17 | TFS CAPITAL LLC | 35,006 | 431,000 | 0.52% | ||
| 18 | STIFEL FINANCIAL CORP | 31,709 | 389,000 | 0.47% | ||
| 19 | JPMORGAN CHASE & CO | 29,883 | 368,000 | 0.44% | ||
| 20 | Virtu KCG Holdings LLC | 21,972 | 270,000 | 0.32% | ||
| 21 | Thomas J. Herzfeld Advisors, Inc. | 21,187 | 261,000 | 0.31% | ||
| 22 | Commonwealth Equity Services, Inc | 15,548 | 191,000 | 0.23% | ||
| 23 | CITIGROUP INC | 12,926 | 159,000 | 0.19% | ||
| 24 | BB&T SECURITIES, LLC | 12,500 | 153,000 | 0.18% | ||
| 25 | M&T BANK CORP | 11,658 | 144,000 | 0.17% | ||
| 26 | Clearbridge Investments, LLC | 11,700 | 144,000 | 0.17% | ||
| 27 | Private Advisor Group, LLC | 11,256 | 139,000 | 0.17% | ||
| 28 | Apriem Advisors | 8,012 | 99,000 | 0.12% | ||
| 29 | IFP ADVISORS, INC | 7,807 | 96,000 | 0.12% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,822 | 84,000 | 0.10% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 4,500 | 55,000 | 0.07% | ||
| 32 | WOODMONT INVESTMENT COUNSEL LLC | 3,150 | 39,000 | 0.05% | ||
| 33 | Tower Research Capital LLC (TRC) | 2,874 | 35,000 | 0.04% | ||
| 34 | AUSDAL FINANCIAL PARTNERS, INC. | 1,800 | 22,000 | 0.03% | ||
| 35 | MOSAIC FAMILY WEALTH, LLC | 1,500 | 18,000 | 0.02% | ||
| 36 | Oakworth Capital, Inc. | 1,500 | 18,000 | 0.02% | ||
| 37 | MSI Financial Services Inc | 750 | 9,000 | 0.01% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 675 | 8,000 | 0.01% | ||
| 39 | BENJAMIN F. EDWARDS & COMPANY, INC. | 675 | 8,000 | 0.01% | ||
| 40 | DUBUQUE BANK & TRUST CO | 530 | 7,000 | 0.01% | ||
| 41 | Estabrook Capital Management | 425 | 5,232 | 0.01% | ||
| 42 | D.A. DAVIDSON & CO. | 213 | 2,000 | 0.00% | ||
| 43 | WFG Advisors, LP | 109 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
