| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,335,092 | 24,405,000 | 20.21% | ||
| 2 | Advisors Asset Management, Inc. | 1,001,186 | 18,302,000 | 15.16% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 588,461 | 10,757,000 | 8.91% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 583,499 | 10,666,000 | 8.83% | ||
| 5 | CORNERSTONE ADVISORS INC | 398,308 | 7,281,000 | 6.03% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 396,463 | 7,247,000 | 6.00% | ||
| 7 | UBS Group AG | 386,581 | 7,066,000 | 5.85% | ||
| 8 | 1832 Asset Management L.P. | 343,000 | 6,263,000 | 5.19% | ||
| 9 | Karpus Management, Inc. | 308,240 | 5,635,000 | 4.67% | ||
| 10 | WELLS FARGO & COMPANY/MN | 275,254 | 5,031,000 | 4.17% | ||
| 11 | Invesco Ltd. | 168,479 | 3,080,000 | 2.55% | ||
| 12 | ROYAL BANK OF CANADA | 155,920 | 2,850,000 | 2.36% | ||
| 13 | Janney Montgomery Scott LLC | 68,030 | 1,243,593 | 1.03% | ||
| 14 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 62,269 | 1,138,000 | 0.94% | ||
| 15 | ENVESTNET ASSET MANAGEMENT INC | 60,545 | 1,107,000 | 0.92% | ||
| 16 | DOLIVER ADVISORS, LP | 59,577 | 1,089,000 | 0.90% | ||
| 17 | LPL Financial LLC | 56,708 | 1,008,000 | 0.83% | ||
| 18 | OPPENHEIMER & CO INC | 48,273 | 883,000 | 0.73% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 36,300 | 663,564 | 0.55% | ||
| 20 | NINE MASTS CAPITAL Ltd | 35,500 | 649,000 | 0.54% | ||
| 21 | OTA Financial Group L.P. | 25,231 | 539,000 | 0.45% | ||
| 22 | Clearbridge Investments, LLC | 22,200 | 406,000 | 0.34% | ||
| 23 | Commonwealth Equity Services, Inc | 22,045 | 403,000 | 0.33% | ||
| 24 | BAIRD FINANCIAL GROUP, INC. | 20,944 | 383,000 | 0.32% | ||
| 25 | CITIGROUP INC | 20,193 | 369,000 | 0.31% | ||
| 26 | LUCAS CAPITAL MANAGEMENT | 19,600 | 358,000 | 0.30% | ||
| 27 | BLAIR WILLIAM & CO/IL | 15,000 | 274,000 | 0.23% | ||
| 28 | M&T BANK CORP | 13,500 | 247,000 | 0.20% | ||
| 29 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 13,457 | 246,000 | 0.20% | ||
| 30 | BB&T SECURITIES, LLC | 12,900 | 235,000 | 0.19% | ||
| 31 | Private Advisor Group, LLC | 10,083 | 184,000 | 0.15% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 8,263 | 151,000 | 0.13% | ||
| 33 | Apriem Advisors | 8,012 | 146,000 | 0.12% | ||
| 34 | WHITTIER TRUST CO OF NEVADA INC | 7,500 | 137,000 | 0.11% | ||
| 35 | D.A. DAVIDSON & CO. | 3,703 | 67,000 | 0.06% | ||
| 36 | WOODMONT INVESTMENT COUNSEL LLC | 3,150 | 58,000 | 0.05% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,900 | 53,000 | 0.04% | ||
| 38 | MSI Financial Services Inc | 2,448 | 45,000 | 0.04% | ||
| 39 | Oakworth Capital, Inc. | 1,500 | 26,000 | 0.02% | ||
| 40 | Tower Research Capital LLC (TRC) | 679 | 12,000 | 0.01% | ||
| 41 | DUBUQUE BANK & TRUST CO | 530 | 10,000 | 0.01% | ||
| 42 | CENTRAL TRUST Co | 500 | 9,000 | 0.01% | ||
| 43 | Estabrook Capital Management | 425 | 7,769 | 0.01% | ||
| 44 | FIFTH THIRD BANCORP | 100 | 2,000 | 0.00% | ||
| 45 | WFG Advisors, LP | 103 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
