| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,383,447 | 33,120,000 | 30.29% | ||
| 2 | Advisors Asset Management, Inc. | 574,282 | 13,748,000 | 12.57% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 487,547 | 11,673,000 | 10.68% | ||
| 4 | Invesco Ltd. | 327,556 | 7,842,000 | 7.17% | ||
| 5 | NEWGATE CAPITAL MANAGEMENT LLC | 264,291 | 6,327,000 | 5.79% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 189,770 | 4,543,000 | 4.15% | ||
| 7 | CORNERSTONE ADVISORS INC | 188,799 | 4,520,000 | 4.13% | ||
| 8 | 1832 Asset Management L.P. | 180,600 | 4,326,000 | 3.96% | ||
| 9 | WELLS FARGO & COMPANY/MN | 141,333 | 3,384,000 | 3.09% | ||
| 10 | Perigon Wealth Management, LLC | 128,263 | 3,071,000 | 2.81% | ||
| 11 | ROYAL BANK OF CANADA | 89,335 | 2,139,000 | 1.96% | ||
| 12 | LPL Financial LLC | 87,885 | 2,104,000 | 1.92% | ||
| 13 | UBS AG | 86,485 | 2,070,000 | 1.89% | ||
| 14 | Janney Montgomery Scott LLC | 60,199 | 1,441,160 | 1.32% | ||
| 15 | BNP PARIBAS FINANCIAL MARKETS | 57,090 | 1,366,735 | 1.25% | ||
| 16 | Private Advisor Group, LLC | 54,920 | 1,315,000 | 1.20% | ||
| 17 | ROBINSON CAPITAL MANAGEMENT, LLC | 48,396 | 1,104,000 | 1.01% | ||
| 18 | Marathon Trading Investment Management LLC | 30,000 | 718,000 | 0.66% | ||
| 19 | Commonwealth Equity Services, Inc | 28,636 | 686,000 | 0.63% | ||
| 20 | OPPENHEIMER & CO INC | 25,029 | 599,000 | 0.55% | ||
| 21 | CITIGROUP INC | 21,594 | 517,000 | 0.47% | ||
| 22 | Clearbridge Investments, LLC | 21,000 | 503,000 | 0.46% | ||
| 23 | Robert W. Baird & Co. Inc | 17,130 | 410,000 | 0.37% | ||
| 24 | BLAIR WILLIAM & CO/IL | 15,000 | 359,000 | 0.33% | ||
| 25 | First Allied Advisory Services, Inc. | 14,625 | 349,000 | 0.32% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 10,260 | 246,000 | 0.22% | ||
| 27 | DOLIVER ADVISORS, LP | 10,144 | 243,000 | 0.22% | ||
| 28 | Apriem Advisors | 9,212 | 221,000 | 0.20% | ||
| 29 | D.A. DAVIDSON & CO. | 3,992 | 95,000 | 0.09% | ||
| 30 | WESTPORT RESOURCES MANAGEMENT INC | 2,425 | 58,000 | 0.05% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,000 | 48,000 | 0.04% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 1,800 | 43,092 | 0.04% | ||
| 33 | Oakworth Capital, Inc. | 1,500 | 36,000 | 0.03% | ||
| 34 | MSI Financial Services Inc | 1,118 | 27,000 | 0.02% | ||
| 35 | PRIVATE TRUST CO NA | 1,100 | 26,000 | 0.02% | ||
| 36 | Creative Planning | 1,092 | 26,000 | 0.02% | ||
| 37 | CENTRAL TRUST Co | 708 | 17,000 | 0.02% | ||
| 38 | WOLVERINE ASSET MANAGEMENT LLC | 500 | 11,000 | 0.01% | ||
| 39 | Estabrook Capital Management | 425 | 10,175 | 0.01% | ||
| 40 | FIFTH THIRD BANCORP | 100 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
