| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,320,240 | 13,704,000 | 19.67% | ||
| 2 | Advisors Asset Management, Inc. | 954,816 | 9,911,000 | 14.22% | ||
| 3 | WELLS FARGO & COMPANY/MN | 874,997 | 9,082,000 | 13.03% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 836,224 | 8,680,000 | 12.46% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 688,423 | 7,146,000 | 10.25% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 628,091 | 6,520,000 | 9.36% | ||
| 7 | UBS Group AG | 243,044 | 2,523,000 | 3.62% | ||
| 8 | LPL Financial LLC | 263,381 | 2,497,000 | 3.58% | ||
| 9 | STEPHENS INC /AR/ | 177,711 | 1,845,000 | 2.65% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 131,613 | 1,366,000 | 1.96% | ||
| 11 | Janney Montgomery Scott LLC | 122,738 | 1,274,000 | 1.83% | ||
| 12 | Invesco Ltd. | 95,948 | 996,000 | 1.43% | ||
| 13 | ROYAL BANK OF CANADA | 88,437 | 918,000 | 1.32% | ||
| 14 | DOLIVER ADVISORS, LP | 54,729 | 568,000 | 0.82% | ||
| 15 | Raymond James Financial Services Advisors, Inc. | 42,168 | 438,000 | 0.63% | ||
| 16 | JPMORGAN CHASE & CO | 34,767 | 361,000 | 0.52% | ||
| 17 | TFS CAPITAL LLC | 29,580 | 307,000 | 0.44% | ||
| 18 | Thomas J. Herzfeld Advisors, Inc. | 20,797 | 216,000 | 0.31% | ||
| 19 | Personal Capital Advisors Corp | 17,500 | 182,000 | 0.26% | ||
| 20 | Commonwealth Equity Services, Inc | 14,880 | 154,000 | 0.22% | ||
| 21 | BB&T SECURITIES, LLC | 12,500 | 129,000 | 0.19% | ||
| 22 | M&T BANK CORP | 11,758 | 122,000 | 0.18% | ||
| 23 | Clearbridge Investments, LLC | 11,700 | 121,000 | 0.17% | ||
| 24 | Private Advisor Group, LLC | 11,223 | 116,000 | 0.17% | ||
| 25 | CITIGROUP INC | 10,451 | 109,000 | 0.16% | ||
| 26 | IFP ADVISORS, INC | 8,415 | 87,000 | 0.12% | ||
| 27 | Apriem Advisors | 8,012 | 83,000 | 0.12% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,690 | 59,000 | 0.08% | ||
| 29 | Manchester Capital Management LLC | 1,410 | 54,000 | 0.08% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 4,000 | 42,000 | 0.06% | ||
| 31 | WOODMONT INVESTMENT COUNSEL LLC | 3,150 | 33,000 | 0.05% | ||
| 32 | Oakworth Capital, Inc. | 1,500 | 16,000 | 0.02% | ||
| 33 | MSI Financial Services Inc | 750 | 8,000 | 0.01% | ||
| 34 | AMERICAN INTERNATIONAL GROUP, INC. | 675 | 7,000 | 0.01% | ||
| 35 | DUBUQUE BANK & TRUST CO | 530 | 6,000 | 0.01% | ||
| 36 | SEI INVESTMENTS CO | 155 | 2,000 | 0.00% | ||
| 37 | D.A. DAVIDSON & CO. | 219 | 2,000 | 0.00% | ||
| 38 | WFG Advisors, LP | 112 | 1,000 | 0.00% | ||
| 39 | Tower Research Capital LLC (TRC) | 69 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
