| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,495,262 | 19,141,000 | 20.41% | ||
| 2 | Advisors Asset Management, Inc. | 990,646 | 12,680,000 | 13.52% | ||
| 3 | WELLS FARGO & COMPANY/MN | 934,148 | 11,957,000 | 12.75% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 918,984 | 11,763,000 | 12.55% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 572,712 | 7,331,000 | 7.82% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 544,479 | 6,969,000 | 7.43% | ||
| 7 | Horizon Kinetics LLC | 300,577 | 3,847,000 | 4.10% | ||
| 8 | Oxbow Advisors, LLC | 257,496 | 3,296,000 | 3.52% | ||
| 9 | DOLIVER ADVISORS, LP | 186,831 | 2,399,000 | 2.56% | ||
| 10 | STEPHENS INC /AR/ | 184,909 | 2,367,000 | 2.52% | ||
| 11 | UBS Group AG | 144,127 | 1,845,000 | 1.97% | ||
| 12 | LPL Financial LLC | 129,779 | 1,651,000 | 1.76% | ||
| 13 | Janney Montgomery Scott LLC | 119,426 | 1,470,000 | 1.57% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 106,009 | 1,357,000 | 1.45% | ||
| 15 | Invesco Ltd. | 88,427 | 1,132,000 | 1.21% | ||
| 16 | ROYAL BANK OF CANADA | 88,389 | 1,131,000 | 1.21% | ||
| 17 | CITIGROUP INC | 68,751 | 880,000 | 0.94% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 35,777 | 458,000 | 0.49% | ||
| 19 | BELLWETHER INVESTMENT GROUP, LLC | 27,675 | 354,000 | 0.38% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 21,372 | 274,000 | 0.29% | ||
| 21 | Thomas J. Herzfeld Advisors, Inc. | 20,392 | 261,000 | 0.28% | ||
| 22 | Commonwealth Equity Services, Inc | 13,212 | 169,000 | 0.18% | ||
| 23 | BB&T SECURITIES, LLC | 12,500 | 160,000 | 0.17% | ||
| 24 | Clearbridge Investments, LLC | 11,500 | 147,000 | 0.16% | ||
| 25 | Private Advisor Group, LLC | 11,063 | 141,000 | 0.15% | ||
| 26 | OPPENHEIMER & CO INC | 10,046 | 129,000 | 0.14% | ||
| 27 | IFP ADVISORS, INC | 8,415 | 108,000 | 0.12% | ||
| 28 | Apriem Advisors | 8,012 | 103,000 | 0.11% | ||
| 29 | TRUST CO | 7,400 | 95,000 | 0.10% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,712 | 74,000 | 0.08% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 4,000 | 51,000 | 0.05% | ||
| 32 | MSI Financial Services Inc | 750 | 10,000 | 0.01% | ||
| 33 | SEI INVESTMENTS CO | 657 | 8,000 | 0.01% | ||
| 34 | WFG Advisors, LP | 115 | 1,000 | 0.00% | ||
| 35 | JPMORGAN CHASE & CO | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
