| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,360,353 | 27,058,000 | 22.50% | ||
| 2 | Advisors Asset Management, Inc. | 886,699 | 17,619,000 | 14.65% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 580,664 | 11,537,000 | 9.59% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 406,465 | 8,085,000 | 6.72% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 362,649 | 7,213,000 | 6.00% | ||
| 6 | Karpus Management, Inc. | 316,340 | 6,292,000 | 5.23% | ||
| 7 | CORNERSTONE ADVISORS INC | 294,629 | 5,854,000 | 4.87% | ||
| 8 | UBS Group AG | 290,064 | 5,769,000 | 4.80% | ||
| 9 | Invesco Ltd. | 231,534 | 4,605,000 | 3.83% | ||
| 10 | WELLS FARGO & COMPANY/MN | 231,320 | 4,601,000 | 3.83% | ||
| 11 | 1832 Asset Management L.P. | 210,912 | 4,197,000 | 3.49% | ||
| 12 | BB&T SECURITIES, LLC | 12,900 | 2,565,000 | 2.13% | ||
| 13 | ROYAL BANK OF CANADA | 121,633 | 2,419,000 | 2.01% | ||
| 14 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 93,708 | 1,957,000 | 1.63% | ||
| 15 | ENVESTNET ASSET MANAGEMENT INC | 88,802 | 1,766,000 | 1.47% | ||
| 16 | DOLIVER ADVISORS, LP | 69,416 | 1,381,000 | 1.15% | ||
| 17 | Janney Montgomery Scott LLC | 65,667 | 1,306,000 | 1.09% | ||
| 18 | LPL Financial LLC | 55,402 | 1,105,000 | 0.92% | ||
| 19 | OPPENHEIMER & CO INC | 44,655 | 888,000 | 0.74% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 39,025 | 776,207 | 0.65% | ||
| 21 | CITIGROUP INC | 31,391 | 624,000 | 0.52% | ||
| 22 | Commonwealth Equity Services, Inc | 26,386 | 525,000 | 0.44% | ||
| 23 | Clearbridge Investments, LLC | 22,200 | 442,000 | 0.37% | ||
| 24 | Robert W. Baird & Co. Inc | 19,844 | 395,000 | 0.33% | ||
| 25 | BLAIR WILLIAM & CO/IL | 15,000 | 298,000 | 0.25% | ||
| 26 | Lebenthal Holdings,LLC | 14,600 | 290,000 | 0.24% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 8,263 | 164,000 | 0.14% | ||
| 28 | Apriem Advisors | 8,012 | 159,000 | 0.13% | ||
| 29 | WHITTIER TRUST CO OF NEVADA INC | 7,500 | 149,000 | 0.12% | ||
| 30 | D.A. DAVIDSON & CO. | 3,700 | 73,000 | 0.06% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,700 | 54,000 | 0.04% | ||
| 32 | MSI Financial Services Inc | 1,918 | 38,000 | 0.03% | ||
| 33 | Oakworth Capital, Inc. | 1,500 | 31,000 | 0.03% | ||
| 34 | CENTRAL TRUST Co | 500 | 10,000 | 0.01% | ||
| 35 | Estabrook Capital Management | 425 | 8,453 | 0.01% | ||
| 36 | FIFTH THIRD BANCORP | 100 | 2,000 | 0.00% | ||
| 37 | WFG Advisors, LP | 102 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
