| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,325,001 | 28,342,000 | 22.78% | ||
| 2 | Advisors Asset Management, Inc. | 683,845 | 14,627,000 | 11.76% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 657,933 | 14,073,000 | 11.31% | ||
| 4 | CORNERSTONE ADVISORS INC | 398,515 | 8,524,000 | 6.85% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 323,910 | 6,928,000 | 5.57% | ||
| 6 | Karpus Management, Inc. | 316,960 | 6,780,000 | 5.45% | ||
| 7 | Invesco Ltd. | 256,051 | 5,477,000 | 4.40% | ||
| 8 | UBS Group AG | 224,131 | 4,794,000 | 3.85% | ||
| 9 | 1832 Asset Management L.P. | 210,912 | 4,507,000 | 3.62% | ||
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 184,807 | 3,953,000 | 3.18% | ||
| 11 | WELLS FARGO & COMPANY/MN | 177,594 | 3,799,000 | 3.05% | ||
| 12 | BB&T SECURITIES, LLC | 14,400 | 3,080,000 | 2.48% | ||
| 13 | Perigon Wealth Management, LLC | 128,278 | 2,744,000 | 2.21% | ||
| 14 | ROYAL BANK OF CANADA | 114,425 | 2,448,000 | 1.97% | ||
| 15 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 111,201 | 2,379,000 | 1.91% | ||
| 16 | ENVESTNET ASSET MANAGEMENT INC | 109,239 | 2,337,000 | 1.88% | ||
| 17 | LPL Financial LLC | 69,816 | 1,493,000 | 1.20% | ||
| 18 | Janney Montgomery Scott LLC | 60,865 | 1,301,895 | 1.05% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 42,165 | 901,909 | 0.73% | ||
| 20 | OPPENHEIMER & CO INC | 35,355 | 756,000 | 0.61% | ||
| 21 | CITIGROUP INC | 31,835 | 681,000 | 0.55% | ||
| 22 | BNP PARIBAS FINANCIAL MARKETS | 30,085 | 643,518 | 0.52% | ||
| 23 | Commonwealth Equity Services, Inc | 29,769 | 637,000 | 0.51% | ||
| 24 | OTA Financial Group L.P. | 25,231 | 539,000 | 0.43% | ||
| 25 | Clearbridge Investments, LLC | 22,200 | 475,000 | 0.38% | ||
| 26 | Robert W. Baird & Co. Inc | 19,194 | 411,000 | 0.33% | ||
| 27 | BLAIR WILLIAM & CO/IL | 15,000 | 320,000 | 0.26% | ||
| 28 | Lebenthal Holdings,LLC | 14,625 | 313,000 | 0.25% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 10,263 | 220,000 | 0.18% | ||
| 30 | M&T BANK CORP | 10,000 | 214,000 | 0.17% | ||
| 31 | Private Advisor Group, LLC | 9,727 | 208,000 | 0.17% | ||
| 32 | Apriem Advisors | 8,012 | 171,000 | 0.14% | ||
| 33 | WESTPORT RESOURCES MANAGEMENT INC | 3,975 | 85,000 | 0.07% | ||
| 34 | D.A. DAVIDSON & CO. | 3,772 | 80,000 | 0.06% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,000 | 43,000 | 0.03% | ||
| 36 | MSI Financial Services Inc | 1,900 | 41,000 | 0.03% | ||
| 37 | Oakworth Capital, Inc. | 1,500 | 32,000 | 0.03% | ||
| 38 | Catalyst Capital Advisors LLC | 509 | 11,000 | 0.01% | ||
| 39 | CENTRAL TRUST Co | 500 | 11,000 | 0.01% | ||
| 40 | Estabrook Capital Management | 425 | 9,091 | 0.01% | ||
| 41 | Creative Planning | 213 | 5,000 | 0.00% | ||
| 42 | WFG Advisors, LP | 100 | 2,000 | 0.00% | ||
| 43 | FIFTH THIRD BANCORP | 100 | 2,000 | 0.00% | ||
| 44 | MassMutual Private Wealth & Trust, FSB | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
