| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,299,816 | 16,611,000 | 16.41% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,142,953 | 14,607,000 | 14.43% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 1,026,125 | 13,114,000 | 12.96% | ||
| 4 | Oxbow Advisors, LLC | 835,300 | 10,675,000 | 10.55% | ||
| 5 | Advisors Asset Management, Inc. | 734,255 | 9,384,000 | 9.27% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 732,091 | 9,356,000 | 9.24% | ||
| 7 | Horizon Kinetics LLC | 344,202 | 4,399,000 | 4.35% | ||
| 8 | STEPHENS INC /AR/ | 211,979 | 2,709,000 | 2.68% | ||
| 9 | Janney Montgomery Scott LLC | 191,435 | 2,447,000 | 2.42% | ||
| 10 | STIFEL FINANCIAL CORP | 142,075 | 1,819,000 | 1.80% | ||
| 11 | Invesco Ltd. | 131,926 | 1,686,000 | 1.67% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 126,005 | 1,610,000 | 1.59% | ||
| 13 | LPL Financial LLC | 119,539 | 1,540,000 | 1.52% | ||
| 14 | BANK OF NOVA SCOTIA | 104,265 | 1,333,000 | 1.32% | ||
| 15 | ROYAL BANK OF CANADA | 101,289 | 1,294,000 | 1.28% | ||
| 16 | Freestone Capital Holdings, LLC | 96,840 | 1,238,000 | 1.22% | ||
| 17 | UBS Group AG | 89,295 | 1,141,000 | 1.13% | ||
| 18 | DESCHUTES PORTFOLIO STRATEGY, LLC | 76,119 | 973,000 | 0.96% | ||
| 19 | CITIGROUP INC | 75,886 | 970,000 | 0.96% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 62,191 | 795,000 | 0.79% | ||
| 21 | CORNERSTONE ADVISORS INC | 47,116 | 602,000 | 0.59% | ||
| 22 | BELLWETHER INVESTMENT GROUP, LLC | 35,775 | 457,000 | 0.45% | ||
| 23 | DOLIVER ADVISORS, LP | 32,117 | 411,000 | 0.41% | ||
| 24 | RAYMOND JAMES & ASSOCIATES | 26,715 | 341,000 | 0.34% | ||
| 25 | OPPENHEIMER & CO INC | 26,069 | 333,000 | 0.33% | ||
| 26 | Merriman Wealth Management, LLC | 21,500 | 275,000 | 0.27% | ||
| 27 | Clearbridge Investments, LLC | 14,100 | 180,000 | 0.18% | ||
| 28 | BB&T SECURITIES, LLC | 12,608 | 164,000 | 0.16% | ||
| 29 | Commonwealth Equity Services, Inc | 12,493 | 160,000 | 0.16% | ||
| 30 | Apriem Advisors | 8,012 | 102,000 | 0.10% | ||
| 31 | YORKBRIDGE WEALTH PARTNERS, LLC | 7,955 | 100,000 | 0.10% | ||
| 32 | Thomas J. Herzfeld Advisors, Inc. | 7,826 | 100,000 | 0.10% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,188 | 80,000 | 0.08% | ||
| 34 | IFP ADVISORS, INC | 5,388 | 69,000 | 0.07% | ||
| 35 | PNC FINANCIAL SERVICES GROUP, INC. | 4,000 | 51,000 | 0.05% | ||
| 36 | Glassman Wealth Services | 2,704 | 35,000 | 0.03% | ||
| 37 | HUNTINGTON NATIONAL BANK | 2,500 | 32,000 | 0.03% | PRN | |
| 38 | MSI Financial Services Inc | 750 | 10,000 | 0.01% | ||
| 39 | SEI INVESTMENTS CO | 644 | 8,000 | 0.01% | ||
| 40 | D.A. DAVIDSON & CO. | 250 | 3,000 | 0.00% | ||
| 41 | WFG Advisors, LP | 120 | 2,000 | 0.00% | ||
| 42 | JPMORGAN CHASE & CO | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
