| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FMR LLC | 1,498,463 | 8,661,000 | 20.77% | ||
| 2 | PERCEPTIVE ADVISORS LLC | 1,265,963 | 7,317,000 | 17.54% | ||
| 3 | 683 Capital Management, LLC | 940,000 | 5,433,000 | 13.03% | ||
| 4 | MORGAN STANLEY | 565,760 | 3,271,000 | 7.84% | ||
| 5 | Nantahala Capital Management, LLC | 400,000 | 2,312,000 | 5.54% | ||
| 6 | RENAISSANCE TECHNOLOGIES LLC | 374,000 | 2,162,000 | 5.18% | ||
| 7 | Spark Investment Management LLC | 307,200 | 1,775,000 | 4.26% | ||
| 8 | Boston Partners | 268,829 | 1,554,000 | 3.73% | ||
| 9 | MILLENNIUM MANAGEMENT LLC | 249,501 | 1,442,000 | 3.46% | ||
| 10 | Tekla Capital Management LLC | 241,021 | 1,393,000 | 3.34% | ||
| 11 | DAFNA Capital Management LLC | 203,907 | 1,179,000 | 2.83% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 164,576 | 951,000 | 2.28% | ||
| 13 | P.A.W. CAPITAL CORP | 150,000 | 867,000 | 2.08% | ||
| 14 | DEUTSCHE BANK AG\ | 93,907 | 542,000 | 1.30% | ||
| 15 | Paloma Partners Management Co | 85,000 | 491,000 | 1.18% | ||
| 16 | MACQUARIE GROUP LTD | 70,000 | 405,000 | 0.97% | ||
| 17 | FT OPTIONS LLC | 65,058 | 376,000 | 0.90% | ||
| 18 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 59,627 | 341,000 | 0.82% | ||
| 19 | Weiss Multi-Strategy Advisers LLC | 55,000 | 318,000 | 0.76% | ||
| 20 | JPMORGAN CHASE & CO | 43,822 | 253,000 | 0.61% | ||
| 21 | Creative Planning | 29,595 | 171,000 | 0.41% | ||
| 22 | OXFORD ASSET MANAGEMENT LLP | 17,264 | 100,000 | 0.24% | ||
| 23 | GOLDMAN SACHS GROUP INC | 13,619 | 79,000 | 0.19% | ||
| 24 | WEDBUSH SECURITIES INC | 12,575 | 73,000 | 0.18% | ||
| 25 | GEODE CAPITAL MANAGEMENT, LLC | 12,345 | 71,000 | 0.17% | ||
| 26 | UBS Group AG | 5,400 | 31,000 | 0.07% | ||
| 27 | ADVISOR GROUP, INC. | 4,126 | 24,000 | 0.06% | ||
| 28 | BlackRock Finance, Inc. | 3,434 | 20,000 | 0.05% | ||
| 29 | FNY PARTNERS FUND LP | 3,527 | 20,000 | 0.05% | ||
| 30 | FT OPTIONS LLC | 20,000 | 15,000 | 0.04% | Call | |
| 31 | CUTLER GROUP LLC / CA | 2,617 | 15,000 | 0.04% | ||
| 32 | Compagnie Lombard Odier SCmA | 2,000 | 12,000 | 0.03% | ||
| 33 | WELLS FARGO & COMPANY/MN | 2,000 | 12,000 | 0.03% | ||
| 34 | ROYAL BANK OF CANADA | 1,273 | 7,000 | 0.02% | ||
| 35 | BARCLAYS PLC | 1,161 | 6,000 | 0.01% | ||
| 36 | ENVESTNET ASSET MANAGEMENT INC | 744 | 4,000 | 0.01% | ||
| 37 | SIMPLEX TRADING, LLC | 462 | 2,000 | 0.00% | ||
| 38 | CUTLER GROUP LLC / CA | 1,000 | 1,000 | 0.00% | Put | |
| 39 | KRILOGY FINANCIAL LLC | 200 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
