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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 13 Institutional holders with a total value of $44,413,980.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 580,290 17,548,000 39.51%
2 MORGAN STANLEY 394,236 11,922,000 26.84%
3 BB&T SECURITIES, LLC 16,882 5,105,000 11.49%
4 CAHILL FINANCIAL ADVISORS INC 102,590 3,103,000 6.99%
5 UBS AG 79,889 2,416,000 5.44%
6 RAYMOND JAMES & ASSOCIATES 55,289 1,672,000 3.76%
7 ROYAL BANK OF CANADA 32,743 990,000 2.23%
8 Janney Montgomery Scott LLC 32,043 968,980 2.18%
9 JANE STREET GROUP, LLC 14,331 433,000 0.97%
10 LPL Financial LLC 6,850 207,000 0.47%
11 AMERIPRISE FINANCIAL INC 875 26,000 0.06%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 675 20,000 0.05%
13 Tower Research Capital LLC (TRC) 99 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.