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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 26 Institutional holders with a total value of $46,616,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 355,232 8,252,000 17.70%
2 UBS Group AG 292,249 6,789,000 14.56%
3 MORGAN STANLEY 278,529 6,470,000 13.88%
4 Raymond James Financial Services Advisors, Inc. 179,964 4,181,000 8.97%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 175,229 4,071,000 8.73%
6 Janney Montgomery Scott LLC 151,881 3,528,000 7.57%
7 CITADEL ADVISORS LLC 134,867 3,133,000 6.72%
8 WELLS FARGO & COMPANY/MN 126,030 2,927,000 6.28%
9 CAHILL FINANCIAL ADVISORS INC 105,396 2,449,000 5.25%
10 JANE STREET GROUP, LLC 46,432 1,079,000 2.31%
11 RAYMOND JAMES & ASSOCIATES 40,266 935,000 2.01%
12 Commonwealth Equity Services, Inc 37,831 879,000 1.89%
13 Virtu KCG Holdings LLC 36,824 855,000 1.83%
14 ProVise Management Group, LLC 17,555 408,000 0.88%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,883 276,000 0.59%
16 ROYAL BANK OF CANADA 6,723 156,000 0.33%
17 AMERICAN INTERNATIONAL GROUP, INC. 4,639 108,000 0.23%
18 CWM, LLC 1,319 31,000 0.07%
19 ENVESTNET ASSET MANAGEMENT INC 1,134 26,000 0.06%
20 Creative Planning 1,035 24,000 0.05%
21 CITIGROUP INC 775 18,000 0.04%
22 MSI Financial Services Inc 400 9,000 0.02%
23 Live Your Vision, LLC 200 5,000 0.01%
24 PNC FINANCIAL SERVICES GROUP, INC. 130 4,000 0.01%
25 Tower Research Capital LLC (TRC) 129 3,000 0.01%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.