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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 16 Institutional holders with a total value of $77,688,606.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 76,118 23,965,000 30.85%
2 BANK OF AMERICA CORP /DE/ 711,025 22,386,000 28.82%
3 MORGAN STANLEY 576,792 18,160,000 23.38%
4 UBS AG 112,881 3,554,000 4.57%
5 CAHILL FINANCIAL ADVISORS INC 111,692 3,517,000 4.53%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,526 1,591,000 2.05%
7 Janney Montgomery Scott LLC 48,736 1,534,419 1.98%
8 ROYAL BANK OF CANADA 30,046 946,000 1.22%
9 RAYMOND JAMES & ASSOCIATES 16,049 505,000 0.65%
10 Waverly Advisors, LLC 14,650 461,000 0.59%
11 Jaffetilchin Investment Partners, LLC 14,325 451,000 0.58%
12 LPL Financial LLC 12,117 381,000 0.49%
13 AMERIPRISE FINANCIAL INC 5,850 184,000 0.24%
14 AMERICAN INTERNATIONAL GROUP, INC. 800 25,187 0.03%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 475 15,000 0.02%
16 NEW ENGLAND SECURITIES CORP /MA/ 400 13,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.