Dark
Light
System
Security
ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 23 Institutional holders with a total value of $39,452,292.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 577,973 13,443,000 34.07%
2 Raymond James Financial Services Advisors, Inc. 217,648 5,062,000 12.83%
3 WELLS FARGO & COMPANY/MN 183,503 4,269,000 10.82%
4 MORGAN STANLEY 161,156 3,748,000 9.50%
5 Janney Montgomery Scott LLC 151,698 3,562,000 9.03%
6 UBS Group AG 103,120 2,399,000 6.08%
7 CAHILL FINANCIAL ADVISORS INC 88,155 2,051,000 5.20%
8 Commonwealth Equity Services, Inc 41,074 955,000 2.42%
9 Virtu KCG Holdings LLC 34,700 807,000 2.05%
10 SG Americas Securities, LLC 27,060 629,000 1.59%
11 SOCIETE GENERALE 27,060 629,000 1.59%
12 RAYMOND JAMES & ASSOCIATES 15,356 357,000 0.90%
13 OLD MISSION CAPITAL LLC 14,215 331,000 0.84%
14 ProVise Management Group, LLC 12,955 301,000 0.76%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,183 260,000 0.66%
16 HighTower Advisors, LLC 10,105 234,000 0.59%
17 ROYAL BANK OF CANADA 9,793 228,000 0.58%
18 ADVISOR GROUP, INC. 4,356 100,000 0.25%
19 WEALTHPLAN PARTNERS, LLC 6,146 45,292 0.11%
20 ENVESTNET ASSET MANAGEMENT INC 1,134 26,000 0.07%
21 MSI Financial Services Inc 400 9,000 0.02%
22 CITIGROUP INC 300 7,000 0.02%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.