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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 27 Institutional holders with a total value of $41,416,431.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 552,361 12,969,000 31.31%
2 MORGAN STANLEY 187,455 4,402,000 10.63%
3 Raymond James Financial Services Advisors, Inc. 163,800 3,846,000 9.29%
4 Janney Montgomery Scott LLC 151,698 3,562,000 8.60%
5 WELLS FARGO & COMPANY/MN 129,491 3,041,000 7.34%
6 UBS Group AG 103,627 2,433,000 5.87%
7 CAHILL FINANCIAL ADVISORS INC 92,603 2,175,000 5.25%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 65,348 1,534,000 3.70%
9 Virtu KCG Holdings LLC 49,973 1,173,000 2.83%
10 JANE STREET GROUP, LLC 45,581 1,070,000 2.58%
11 Commonwealth Equity Services, Inc 39,578 929,000 2.24%
12 CITADEL ADVISORS LLC 34,305 805,000 1.94%
13 RAYMOND JAMES & ASSOCIATES 32,133 755,000 1.82%
14 SG Americas Securities, LLC 27,060 635,000 1.53%
15 OLD MISSION CAPITAL LLC 23,853 560,000 1.35%
16 ProVise Management Group, LLC 17,105 402,000 0.97%
17 LPL Financial LLC 14,704 338,000 0.82%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,895 279,000 0.67%
19 WEALTHPLAN PARTNERS, LLC 31,388 201,431 0.49%
20 ROYAL BANK OF CANADA 6,569 155,000 0.37%
21 AMERICAN INTERNATIONAL GROUP, INC. 2,767 65,000 0.16%
22 Tower Research Capital LLC (TRC) 1,708 40,000 0.10%
23 ENVESTNET ASSET MANAGEMENT INC 1,134 27,000 0.07%
24 MSI Financial Services Inc 400 9,000 0.02%
25 CITIGROUP INC 375 9,000 0.02%
26 Creative Planning 100 2,000 0.00%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.