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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 25 Institutional holders with a total value of $58,753,134.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 757,684 19,700,000 33.53%
2 MORGAN STANLEY 490,958 12,765,000 21.73%
3 UBS Group AG 275,339 7,159,000 12.18%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 223,233 5,804,000 9.88%
5 CAHILL FINANCIAL ADVISORS INC 134,765 3,504,000 5.96%
6 WELLS FARGO & COMPANY/MN 129,399 3,364,000 5.73%
7 JANE STREET GROUP, LLC 39,685 1,032,000 1.76%
8 RAYMOND JAMES & ASSOCIATES 34,630 900,000 1.53%
9 WEALTHPLAN PARTNERS, LLC 26,483 689,000 1.17%
10 Virtu KCG Holdings LLC 26,482 689,000 1.17%
11 Commonwealth Equity Services, Inc 23,349 607,000 1.03%
12 ProVise Management Group, LLC 18,355 477,000 0.81%
13 Raymond James Financial Services Advisors, Inc. 15,220 396,000 0.67%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,453 298,000 0.51%
15 Jaffetilchin Investment Partners, LLC 9,810 255,000 0.43%
16 AMERIPRISE FINANCIAL INC 9,150 238,000 0.41%
17 LPL Financial LLC 9,090 232,000 0.39%
18 OLD MISSION CAPITAL LLC 7,868 205,000 0.35%
19 ROYAL BANK OF CANADA 6,385 166,000 0.28%
20 AMERICAN INTERNATIONAL GROUP, INC. 4,659 121,134 0.21%
21 MANAGED ACCOUNT ADVISORS LLC 4,241 110,000 0.19%
22 PNC FINANCIAL SERVICES GROUP, INC. 748 20,000 0.03%
23 CITIGROUP INC 475 12,000 0.02%
24 MSI Financial Services Inc 400 10,000 0.02%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.