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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 21 Institutional holders with a total value of $33,232,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 328,755 7,795,000 23.46%
2 Raymond James Financial Services Advisors, Inc. 248,499 5,892,000 17.73%
3 Janney Montgomery Scott LLC 187,814 4,453,000 13.40%
4 MORGAN STANLEY 151,214 3,585,000 10.79%
5 WELLS FARGO & COMPANY/MN 146,361 3,470,000 10.44%
6 UBS Group AG 102,301 2,426,000 7.30%
7 CAHILL FINANCIAL ADVISORS INC 82,385 1,954,000 5.88%
8 Commonwealth Equity Services, Inc 38,578 915,000 2.75%
9 SG Americas Securities, LLC 27,060 642,000 1.93%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,225 478,000 1.44%
11 RAYMOND JAMES & ASSOCIATES 18,396 436,000 1.31%
12 ProVise Management Group, LLC 16,805 399,000 1.20%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,913 282,000 0.85%
14 LPL Financial LLC 10,332 235,000 0.71%
15 ROYAL BANK OF CANADA 5,869 139,000 0.42%
16 AMERICAN INTERNATIONAL GROUP, INC. 3,662 86,000 0.26%
17 ENVESTNET ASSET MANAGEMENT INC 1,134 27,000 0.08%
18 MSI Financial Services Inc 400 9,000 0.03%
19 CITIGROUP INC 300 7,000 0.02%
20 Creative Planning 100 2,000 0.01%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.