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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 20 Institutional holders with a total value of $47,397,883.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 818,334 22,062,000 46.55%
2 MORGAN STANLEY 286,699 7,730,000 16.31%
3 WELLS FARGO & COMPANY/MN 181,529 4,894,000 10.33%
4 CAHILL FINANCIAL ADVISORS INC 126,795 3,419,000 7.21%
5 UBS Group AG 118,578 3,197,000 6.75%
6 Janney Montgomery Scott LLC 77,510 2,090,000 4.41%
7 WEALTHPLAN PARTNERS, LLC 28,094 760,000 1.60%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,576 609,000 1.28%
9 Commonwealth Equity Services, Inc 19,614 529,000 1.12%
10 ROYAL BANK OF CANADA 18,073 487,000 1.03%
11 AMERIPRISE FINANCIAL INC 17,250 465,000 0.98%
12 JANE STREET GROUP, LLC 13,778 371,000 0.78%
13 ProVise Management Group, LLC 13,580 366,000 0.77%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,148 274,000 0.58%
15 AMERICAN INTERNATIONAL GROUP, INC. 2,147 57,883 0.12%
16 MANAGED ACCOUNT ADVISORS LLC 1,771 48,000 0.10%
17 CITIGROUP INC 875 24,000 0.05%
18 MSI Financial Services Inc 400 11,000 0.02%
19 PNC FINANCIAL SERVICES GROUP, INC. 130 4,000 0.01%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.