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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 26 Institutional holders with a total value of $69,122,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Transamerica Financial Advisors, LLC 91 3,000 0.00%
3 Live Your Vision, LLC 206 5,000 0.01%
4 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 346 8,000 0.01%
5 GENEOS WEALTH MANAGEMENT INC. 423 9,000 0.01%
6 MSI Financial Services Inc 526 12,000 0.02%
7 IFP ADVISORS, INC 680 16,000 0.02%
8 ENVESTNET ASSET MANAGEMENT INC 1,134 27,000 0.04%
9 ADVISOR GROUP, INC. 4,343 103,000 0.15%
10 AVEO CAPITAL PARTNERS, LLC 8,810 208,000 0.30%
11 ProVise Management Group, LLC 10,200 241,000 0.35%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,647 275,000 0.40%
13 HighTower Advisors, LLC 12,895 305,000 0.44%
14 ROYAL BANK OF CANADA 16,467 389,000 0.56%
15 WEALTHSOURCE PARTNERS, LLC 16,550 391,000 0.57%
16 SG Americas Securities, LLC 27,060 639,000 0.92%
17 Commonwealth Equity Services, Inc 61,086 1,443,000 2.09%
18 RAYMOND JAMES & ASSOCIATES 69,219 1,636,000 2.37%
19 CAHILL FINANCIAL ADVISORS INC 88,487 2,091,000 3.03%
20 Janney Montgomery Scott LLC 110,479 2,611,000 3.78%
21 UBS Group AG 140,024 3,309,000 4.79%
22 WELLS FARGO & COMPANY/MN 223,085 5,272,000 7.63%
23 Raymond James Financial Services Advisors, Inc. 255,803 6,045,000 8.75%
24 MORGAN STANLEY 463,181 10,945,000 15.83%
25 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 499,556 11,805,000 17.08%
26 BANK OF AMERICA CORP /DE/ 902,846 21,334,000 30.86%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.