| 1 |
UBS AG |
275,471 |
5,559,000 |
15.97% |
|
|
| 2 |
Advisors Asset Management, Inc. |
191,681 |
3,868,000 |
11.11% |
|
|
| 3 |
ROYAL BANK OF CANADA |
153,433 |
3,096,000 |
8.89% |
|
|
| 4 |
MORGAN STANLEY |
137,465 |
2,774,000 |
7.97% |
|
|
| 5 |
1607 Capital Partners, LLC |
115,022 |
2,321,000 |
6.67% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
108,313 |
2,186,000 |
6.28% |
|
|
| 7 |
Bulldog Investors, LLP |
102,168 |
2,062,000 |
5.92% |
|
|
| 8 |
MSI Financial Services Inc |
62,520 |
1,262,000 |
3.63% |
|
|
| 9 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
53,374 |
1,077,000 |
3.09% |
|
|
| 10 |
DOLIVER ADVISORS, LP |
52,545 |
1,060,000 |
3.04% |
|
|
| 11 |
Gramercy Funds Management LLC |
48,439 |
977,000 |
2.81% |
|
|
| 12 |
Ancora Advisors LLC |
47,693 |
962,000 |
2.76% |
|
|
| 13 |
GEODE CAPITAL MANAGEMENT, LLC |
43,719 |
882,000 |
2.53% |
|
|
| 14 |
OPPENHEIMER & CO INC |
43,323 |
874,000 |
2.51% |
|
|
| 15 |
Jolley Asset Management, LLC |
41,969 |
847,000 |
2.43% |
|
|
| 16 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
41,400 |
835,000 |
2.40% |
|
|
| 17 |
RAYMOND JAMES & ASSOCIATES |
38,696 |
781,000 |
2.24% |
|
|
| 18 |
Thomas J. Herzfeld Advisors, Inc. |
38,386 |
775,000 |
2.23% |
|
|
| 19 |
Dalton Investments, Inc. |
22,905 |
462,000 |
1.33% |
|
|
| 20 |
WELLS FARGO & COMPANY/MN |
21,868 |
441,000 |
1.27% |
|
|
| 21 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
20,099 |
406,000 |
1.17% |
|
|
| 22 |
LPL Financial LLC |
14,794 |
299,000 |
0.86% |
|
|
| 23 |
Shaker Financial Services, LLC |
13,261 |
268,000 |
0.77% |
|
|
| 24 |
Cetera Advisor Networks LLC |
11,852 |
238,000 |
0.68% |
|
|
| 25 |
Concert Wealth Management Inc. |
10,096 |
197,000 |
0.57% |
|
|
| 26 |
Lehman Financial Resources, Inc. |
5,263 |
106,000 |
0.30% |
|
|
| 27 |
Carroll Financial Associates, Inc. |
2,169 |
44,000 |
0.13% |
|
|
| 28 |
SIGNATUREFD, LLC |
1,600 |
32,000 |
0.09% |
|
|
| 29 |
BNP PARIBAS FINANCIAL MARKETS |
1,300 |
26,234 |
0.08% |
|
|
| 30 |
WESTPORT RESOURCES MANAGEMENT INC |
978 |
20,000 |
0.06% |
|
|
| 31 |
Partnervest Advisory Services LLC |
895 |
18,000 |
0.05% |
|
|
| 32 |
US BANCORP \DE\ |
818 |
17,000 |
0.05% |
|
|
| 33 |
CITIGROUP INC |
863 |
17,000 |
0.05% |
|
|
| 34 |
Ranger International Management, LP |
626 |
13,000 |
0.04% |
|
|
| 35 |
BANK OF AMERICA CORP /DE/ |
236 |
5,000 |
0.01% |
|
|
| 36 |
PRELUDE CAPITAL MANAGEMENT, LLC |
162 |
3,000 |
0.01% |
|
|
| 37 |
Tower Research Capital LLC (TRC) |
77 |
2,000 |
0.01% |
|
|
