| 1 |
UBS Group AG |
273,425 |
5,723,000 |
18.27% |
|
|
| 2 |
Advisors Asset Management, Inc. |
197,883 |
4,142,000 |
13.22% |
|
|
| 3 |
ROYAL BANK OF CANADA |
160,514 |
3,360,000 |
10.73% |
|
|
| 4 |
MORGAN STANLEY |
125,264 |
2,621,000 |
8.37% |
|
|
| 5 |
1607 Capital Partners, LLC |
107,822 |
2,257,000 |
7.20% |
|
|
| 6 |
Bulldog Investors, LLP |
102,168 |
2,138,000 |
6.82% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
101,728 |
2,129,000 |
6.80% |
|
|
| 8 |
MSI Financial Services Inc |
60,219 |
1,260,000 |
4.02% |
|
|
| 9 |
GEODE CAPITAL MANAGEMENT, LLC |
52,697 |
1,102,000 |
3.52% |
|
|
| 10 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
48,283 |
1,011,000 |
3.23% |
|
|
| 11 |
OPPENHEIMER & CO INC |
43,506 |
911,000 |
2.91% |
|
|
| 12 |
RAYMOND JAMES & ASSOCIATES |
43,053 |
901,000 |
2.88% |
|
|
| 13 |
DOLIVER ADVISORS, LP |
39,801 |
833,000 |
2.66% |
|
|
| 14 |
Thomas J. Herzfeld Advisors, Inc. |
31,101 |
651,000 |
2.08% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
21,868 |
458,000 |
1.46% |
|
|
| 16 |
Gramercy Funds Management LLC |
15,791 |
331,000 |
1.06% |
|
|
| 17 |
LPL Financial LLC |
14,822 |
309,000 |
0.99% |
|
|
| 18 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
11,867 |
248,000 |
0.79% |
|
|
| 19 |
Concert Wealth Management Inc. |
10,102 |
213,000 |
0.68% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,737 |
183,000 |
0.58% |
|
|
| 21 |
SIT INVESTMENT ASSOCIATES INC |
8,257 |
173,000 |
0.55% |
|
|
| 22 |
Lehman Financial Resources, Inc. |
5,263 |
110,000 |
0.35% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
4,660 |
97,000 |
0.31% |
|
|
| 24 |
WESTPORT RESOURCES MANAGEMENT INC |
2,284 |
48,000 |
0.15% |
|
|
| 25 |
SIGNATUREFD, LLC |
1,611 |
34,000 |
0.11% |
|
|
| 26 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,444 |
30,223 |
0.10% |
|
|
| 27 |
PANAGORA ASSET MANAGEMENT INC |
1,115 |
23,000 |
0.07% |
|
|
| 28 |
Ranger International Management, LP |
626 |
13,000 |
0.04% |
|
|
| 29 |
PNC FINANCIAL SERVICES GROUP, INC. |
500 |
10,000 |
0.03% |
|
|
| 30 |
CITIGROUP INC |
349 |
7,000 |
0.02% |
|
|
| 31 |
Tower Research Capital LLC (TRC) |
21 |
0 |
0.00% |
|
|
