Dark
Light
System
Security
BANCROFT FD LTD
BANCROFT FD LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 28 Institutional holders with a total value of $21,812,224.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 283,763 5,959,000 27.32%
2 MORGAN STANLEY 168,452 3,537,000 16.22%
3 Advisors Asset Management, Inc. 139,024 2,920,000 13.39%
4 GUGGENHEIM CAPITAL LLC 113,445 2,383,000 10.93%
5 GABELLI & Co INVESTMENT ADVISERS, INC. 55,400 1,163,000 5.33%
6 RAYMOND JAMES & ASSOCIATES 46,012 966,000 4.43%
7 OPPENHEIMER & CO INC 30,526 641,000 2.94%
8 Saba Capital Management, L.P. 30,055 631,000 2.89%
9 WELLS FARGO & COMPANY/MN 29,607 622,000 2.85%
10 LPL Financial LLC 20,016 413,000 1.89%
11 CAPITAL ASSET ADVISORY SERVICES LLC 17,177 361,000 1.66%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,994 336,000 1.54%
13 Kovack Advisors, Inc. 13,500 284,000 1.30%
14 ROYAL BANK OF CANADA 13,066 275,000 1.26%
15 JNBA Financial Advisors 10,703 225,000 1.03%
16 SIGNATUREFD, LLC 10,703 225,000 1.03%
17 Concert Wealth Management Inc. 10,439 219,000 1.00%
18 SHEAFF BROCK INVESTMENT ADVISORS, LLC 10,223 215,000 0.99%
19 PNC FINANCIAL SERVICES GROUP, INC. 5,282 111,000 0.51%
20 Advisory Services Network, LLC 4,076 86,000 0.39%
21 MSI Financial Services Inc 3,618 76,000 0.35%
22 BANK OF AMERICA CORP /DE/ 3,260 68,000 0.31%
23 Thomas J. Herzfeld Advisors, Inc. 1,703 36,000 0.17%
24 GENEOS WEALTH MANAGEMENT INC. 1,429 30,000 0.14%
25 BENJAMIN F. EDWARDS & COMPANY, INC. 1,080 23,000 0.11%
26 WEALTHPLAN PARTNERS, LLC 253 5,224 0.02%
27 Creative Planning 101 2,000 0.01%
28 IFP ADVISORS, INC 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.