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BANCROFT FD LTD
BANCROFT FD LTD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 30 Institutional holders with a total value of $26,610,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 288,621 5,253,000 19.74%
2 Advisors Asset Management, Inc. 172,693 3,138,000 11.79%
3 MORGAN STANLEY 167,448 3,047,000 11.45%
4 GUGGENHEIM CAPITAL LLC 107,192 1,948,000 7.32%
5 1607 Capital Partners, LLC 92,973 1,692,000 6.36%
6 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 86,001 1,565,000 5.88%
7 Curi Capital, LLC 60,210 1,096,000 4.12%
8 MSI Financial Services Inc 59,817 1,089,000 4.09%
9 GABELLI & Co INVESTMENT ADVISERS, INC. 55,400 1,008,000 3.79%
10 RAYMOND JAMES & ASSOCIATES 46,475 846,000 3.18%
11 GEODE CAPITAL MANAGEMENT, LLC 45,154 820,000 3.08%
12 DESCHUTES PORTFOLIO STRATEGY, LLC 41,606 757,000 2.84%
13 LPL Financial LLC 33,071 594,000 2.23%
14 Thomas J. Herzfeld Advisors, Inc. 29,293 533,000 2.00%
15 WELLS FARGO & COMPANY/MN 23,060 419,000 1.57%
16 DOLIVER ADVISORS, LP 22,646 412,000 1.55%
17 CITIGROUP INC 21,190 385,000 1.45%
18 CAPITAL ASSET ADVISORY SERVICES LLC 18,350 334,000 1.26%
19 OPPENHEIMER & CO INC 18,085 329,000 1.24%
20 ROYAL BANK OF CANADA 17,734 323,000 1.21%
21 Gramercy Funds Management LLC 15,791 287,000 1.08%
22 Shaker Financial Services, LLC 14,057 256,000 0.96%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,675 212,000 0.80%
24 Concert Wealth Management Inc. 10,675 192,000 0.72%
25 SIGNATUREFD, LLC 1,703 31,000 0.12%
26 WESTPORT RESOURCES MANAGEMENT INC 1,460 27,000 0.10%
27 AMERICAN INTERNATIONAL GROUP, INC. 676 12,000 0.05%
28 BANK OF AMERICA CORP /DE/ 250 5,000 0.02%
29 IFP ADVISORS, INC 9 0 0.00%
30 Tower Research Capital LLC (TRC) 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.