| 1 |
UBS Group AG |
273,399 |
5,113,000 |
17.91% |
|
|
| 2 |
Advisors Asset Management, Inc. |
172,851 |
3,232,000 |
11.32% |
|
|
| 3 |
ROYAL BANK OF CANADA |
169,938 |
3,178,000 |
11.13% |
|
|
| 4 |
MORGAN STANLEY |
134,943 |
2,523,000 |
8.84% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
107,020 |
2,002,000 |
7.01% |
|
|
| 6 |
1607 Capital Partners, LLC |
100,473 |
1,879,000 |
6.58% |
|
|
| 7 |
Bulldog Investors, LLP |
92,809 |
1,736,000 |
6.08% |
|
|
| 8 |
MSI Financial Services Inc |
56,239 |
1,052,000 |
3.68% |
|
|
| 9 |
GAMCO INVESTORS, INC. ET AL |
55,400 |
1,036,000 |
3.63% |
|
|
| 10 |
SIT INVESTMENT ASSOCIATES INC |
52,545 |
983,000 |
3.44% |
|
|
| 11 |
RAYMOND JAMES & ASSOCIATES |
45,825 |
857,000 |
3.00% |
|
|
| 12 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
43,881 |
821,000 |
2.88% |
|
|
| 13 |
Thomas J. Herzfeld Advisors, Inc. |
29,201 |
546,000 |
1.91% |
|
|
| 14 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
26,166 |
489,000 |
1.71% |
|
|
| 15 |
DOLIVER ADVISORS, LP |
23,710 |
443,000 |
1.55% |
|
|
| 16 |
OPPENHEIMER & CO INC |
22,754 |
426,000 |
1.49% |
|
|
| 17 |
WELLS FARGO & COMPANY/MN |
21,868 |
409,000 |
1.43% |
|
|
| 18 |
LPL Financial LLC |
16,352 |
309,000 |
1.08% |
|
|
| 19 |
Gramercy Funds Management LLC |
15,791 |
295,000 |
1.03% |
|
|
| 20 |
RELIANCE TRUST CO OF DELAWARE |
13,007 |
243,000 |
0.85% |
|
|
| 21 |
Virtu KCG Holdings LLC |
12,585 |
235,000 |
0.82% |
|
|
| 22 |
GEODE CAPITAL MANAGEMENT, LLC |
12,325 |
230,000 |
0.81% |
|
|
| 23 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
9,983 |
187,000 |
0.65% |
|
|
| 24 |
Lehman Financial Resources, Inc. |
5,263 |
98,000 |
0.34% |
|
|
| 25 |
WOLVERINE ASSET MANAGEMENT LLC |
4,508 |
84,000 |
0.29% |
|
|
| 26 |
WESTPORT RESOURCES MANAGEMENT INC |
2,759 |
52,000 |
0.18% |
|
|
| 27 |
CITIGROUP INC |
1,933 |
36,000 |
0.13% |
|
|
| 28 |
SIGNATUREFD, LLC |
1,611 |
30,000 |
0.11% |
|
|
| 29 |
Formidable Asset Management, LLC |
970 |
18,000 |
0.06% |
|
|
| 30 |
PNC FINANCIAL SERVICES GROUP, INC. |
500 |
10,000 |
0.04% |
|
|
| 31 |
BANK OF AMERICA CORP /DE/ |
237 |
4,000 |
0.01% |
|
|
| 32 |
Tower Research Capital LLC (TRC) |
7 |
0 |
0.00% |
|
|
