| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,105,113 | 29,577,000 | 51.40% | ||
| 2 | 1607 Capital Partners, LLC | 689,298 | 9,685,000 | 16.83% | ||
| 3 | WELLS FARGO & COMPANY/MN | 508,415 | 7,143,000 | 12.41% | ||
| 4 | ICON ADVISERS INC/CO | 368,265 | 5,174,000 | 8.99% | ||
| 5 | Relative Value Partners, LLC | 155,543 | 2,185,000 | 3.80% | ||
| 6 | Invesco Ltd. | 129,291 | 1,816,000 | 3.16% | PRN | |
| 7 | Karpus Management, Inc. | 43,510 | 611,000 | 1.06% | ||
| 8 | DOLIVER ADVISORS, LP | 29,146 | 410,000 | 0.71% | ||
| 9 | UBS AG | 19,108 | 268,000 | 0.47% | ||
| 10 | LPL Financial LLC | 18,824 | 264,000 | 0.46% | ||
| 11 | D.A. DAVIDSON & CO. | 12,175 | 171,000 | 0.30% | ||
| 12 | MORGAN STANLEY | 7,265 | 102,000 | 0.18% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 6,041 | 85,000 | 0.15% | ||
| 14 | WFG Advisors, LP | 3,000 | 42,000 | 0.07% | ||
| 15 | NEW ENGLAND SECURITIES CORP /MA/ | 280 | 4,000 | 0.01% | ||
| 16 | ROYAL BANK OF CANADA | 152 | 2,000 | 0.00% | ||
| 17 | CITIGROUP INC | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
