| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,337,826 | 32,454,000 | 50.45% | ||
| 2 | 1607 Capital Partners, LLC | 887,047 | 12,314,000 | 19.14% | ||
| 3 | WELLS FARGO & COMPANY/MN | 620,625 | 8,616,000 | 13.39% | ||
| 4 | Relative Value Partners, LLC | 506,997 | 7,038,000 | 10.94% | ||
| 5 | Karpus Management, Inc. | 141,500 | 1,964,000 | 3.05% | ||
| 6 | Invesco Ltd. | 47,979 | 666,000 | 1.04% | PRN | |
| 7 | Independence Trust CO | 19,482 | 270,000 | 0.42% | ||
| 8 | LPL Financial LLC | 18,184 | 253,000 | 0.39% | ||
| 9 | MORGAN STANLEY | 15,367 | 213,000 | 0.33% | ||
| 10 | UBS Group AG | 11,138 | 155,000 | 0.24% | ||
| 11 | ICON ADVISERS INC/CO | 10,233 | 142,000 | 0.22% | ||
| 12 | CITIGROUP INC | 8,889 | 124,000 | 0.19% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 3,226 | 45,000 | 0.07% | ||
| 14 | D.A. DAVIDSON & CO. | 2,443 | 33,000 | 0.05% | ||
| 15 | WFG Advisors, LP | 1,800 | 25,000 | 0.04% | ||
| 16 | Tower Research Capital LLC (TRC) | 469 | 7,000 | 0.01% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 259 | 4,000 | 0.01% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 15 | 0 | 0.00% | ||
| 19 | ROYAL BANK OF CANADA | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
