| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,047,024 | 27,942,000 | 44.53% | ||
| 2 | WELLS FARGO & COMPANY/MN | 926,420 | 12,645,000 | 20.15% | ||
| 3 | 1607 Capital Partners, LLC | 801,073 | 10,935,000 | 17.42% | ||
| 4 | RELATIVE VALUE PARTNERS GROUP, LLC | 431,127 | 5,885,000 | 9.38% | ||
| 5 | Karpus Management, Inc. | 239,866 | 3,274,000 | 5.22% | ||
| 6 | UBS Group AG | 41,976 | 573,000 | 0.91% | ||
| 7 | Invesco Ltd. | 35,303 | 482,000 | 0.77% | ||
| 8 | LPL Financial LLC | 34,368 | 465,000 | 0.74% | ||
| 9 | MORGAN STANLEY | 24,123 | 329,000 | 0.52% | ||
| 10 | MSI Financial Services Inc | 6,313 | 86,000 | 0.14% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 4,648 | 63,000 | 0.10% | ||
| 12 | ALLEGIS INVESTMENT ADVISORS, LLC | 1,965 | 27,000 | 0.04% | ||
| 13 | D.A. DAVIDSON & CO. | 1,650 | 22,000 | 0.04% | ||
| 14 | WFG Advisors, LP | 600 | 8,000 | 0.01% | ||
| 15 | Tower Research Capital LLC (TRC) | 492 | 7,000 | 0.01% | ||
| 16 | CITIGROUP INC | 346 | 5,000 | 0.01% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 259 | 4,000 | 0.01% | ||
| 18 | BRONFMAN E.L. ROTHSCHILD, L.P. | 221 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
