| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,331,583 | 32,106,000 | 46.35% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,028,995 | 14,169,000 | 20.45% | ||
| 3 | 1607 Capital Partners, LLC | 738,635 | 10,171,000 | 14.68% | ||
| 4 | RELATIVE VALUE PARTNERS GROUP, LLC | 304,189 | 4,189,000 | 6.05% | ||
| 5 | Karpus Management, Inc. | 204,450 | 2,815,000 | 4.06% | ||
| 6 | ICON ADVISERS INC/CO | 171,754 | 2,365,000 | 3.41% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 84,994 | 1,170,000 | 1.69% | ||
| 8 | UBS Group AG | 74,658 | 1,028,000 | 1.48% | ||
| 9 | MORGAN STANLEY | 25,069 | 345,000 | 0.50% | ||
| 10 | Invesco Ltd. | 23,373 | 322,000 | 0.46% | ||
| 11 | LPL Financial LLC | 16,784 | 232,000 | 0.33% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 15,990 | 220,000 | 0.32% | ||
| 13 | MSI Financial Services Inc | 6,233 | 86,000 | 0.12% | ||
| 14 | Creative Planning | 2,200 | 30,000 | 0.04% | ||
| 15 | D.A. DAVIDSON & CO. | 1,000 | 13,000 | 0.02% | ||
| 16 | WFG Advisors, LP | 600 | 8,000 | 0.01% | ||
| 17 | BRONFMAN E.L. ROTHSCHILD, L.P. | 221 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
