| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,229,619 | 30,167,000 | 45.22% | ||
| 2 | 1607 Capital Partners, LLC | 887,047 | 12,002,000 | 17.99% | ||
| 3 | WELLS FARGO & COMPANY/MN | 867,591 | 11,739,000 | 17.60% | ||
| 4 | RELATIVE VALUE PARTNERS GROUP, LLC | 539,528 | 7,300,000 | 10.94% | ||
| 5 | Karpus Management, Inc. | 204,400 | 2,766,000 | 4.15% | ||
| 6 | ICON ADVISERS INC/CO | 80,653 | 1,091,000 | 1.64% | ||
| 7 | Invesco Ltd. | 44,783 | 606,000 | 0.91% | PRN | |
| 8 | LPL Financial LLC | 19,984 | 272,000 | 0.41% | ||
| 9 | Independence Trust CO | 19,482 | 264,000 | 0.40% | ||
| 10 | MORGAN STANLEY | 16,642 | 225,000 | 0.34% | ||
| 11 | UBS Group AG | 9,074 | 123,000 | 0.18% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 5,565 | 75,000 | 0.11% | ||
| 13 | WFG Advisors, LP | 1,800 | 24,000 | 0.04% | ||
| 14 | CITIGROUP INC | 1,651 | 22,000 | 0.03% | ||
| 15 | D.A. DAVIDSON & CO. | 1,650 | 22,000 | 0.03% | ||
| 16 | Tower Research Capital LLC (TRC) | 305 | 4,000 | 0.01% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 259 | 4,000 | 0.01% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 15 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
