| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,188,847 | 29,681,000 | 45.85% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,031,934 | 13,993,000 | 21.62% | ||
| 3 | 1607 Capital Partners, LLC | 772,161 | 10,471,000 | 16.18% | ||
| 4 | RELATIVE VALUE PARTNERS GROUP, LLC | 417,841 | 5,704,000 | 8.81% | ||
| 5 | Karpus Management, Inc. | 204,709 | 2,776,000 | 4.29% | ||
| 6 | UBS Group AG | 50,155 | 680,000 | 1.05% | ||
| 7 | LPL Financial LLC | 34,368 | 468,000 | 0.72% | ||
| 8 | Invesco Ltd. | 30,214 | 410,000 | 0.63% | ||
| 9 | MORGAN STANLEY | 19,023 | 258,000 | 0.40% | ||
| 10 | CITIGROUP INC | 7,965 | 108,000 | 0.17% | ||
| 11 | MSI Financial Services Inc | 6,313 | 86,000 | 0.13% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 4,681 | 63,000 | 0.10% | ||
| 13 | D.A. DAVIDSON & CO. | 1,650 | 22,000 | 0.03% | ||
| 14 | WFG Advisors, LP | 600 | 8,000 | 0.01% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 259 | 4,000 | 0.01% | ||
| 16 | BRONFMAN E.L. ROTHSCHILD, L.P. | 221 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
