| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,328,805 | 31,928,000 | 47.19% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,030,795 | 14,133,000 | 20.89% | ||
| 3 | 1607 Capital Partners, LLC | 782,956 | 10,734,000 | 15.87% | ||
| 4 | RELATIVE VALUE PARTNERS GROUP, LLC | 289,922 | 3,963,000 | 5.86% | ||
| 5 | Karpus Management, Inc. | 204,709 | 2,807,000 | 4.15% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 97,436 | 1,336,000 | 1.97% | ||
| 7 | UBS Group AG | 58,380 | 800,000 | 1.18% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 47,562 | 652,000 | 0.96% | ||
| 9 | Invesco Ltd. | 28,506 | 391,000 | 0.58% | ||
| 10 | MORGAN STANLEY | 24,457 | 335,000 | 0.50% | ||
| 11 | LPL Financial LLC | 16,434 | 227,000 | 0.34% | ||
| 12 | CITIGROUP INC | 15,290 | 210,000 | 0.31% | ||
| 13 | MSI Financial Services Inc | 6,233 | 85,000 | 0.13% | ||
| 14 | Creative Planning | 2,200 | 30,000 | 0.04% | ||
| 15 | D.A. DAVIDSON & CO. | 1,000 | 13,000 | 0.02% | ||
| 16 | WFG Advisors, LP | 600 | 8,000 | 0.01% | ||
| 17 | BRONFMAN E.L. ROTHSCHILD, L.P. | 221 | 3,000 | 0.00% | ||
| 18 | Tower Research Capital LLC (TRC) | 99 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
