| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,282,394 | 32,547,000 | 52.76% | ||
| 2 | 1607 Capital Partners, LLC | 871,803 | 12,432,000 | 20.15% | ||
| 3 | WELLS FARGO & COMPANY/MN | 562,938 | 8,027,000 | 13.01% | ||
| 4 | Relative Value Partners, LLC | 481,906 | 6,872,000 | 11.14% | ||
| 5 | Invesco Ltd. | 50,033 | 713,000 | 1.16% | PRN | |
| 6 | Independence Trust CO | 20,792 | 296,000 | 0.48% | ||
| 7 | LPL Financial LLC | 18,434 | 263,000 | 0.43% | ||
| 8 | MORGAN STANLEY | 12,876 | 184,000 | 0.30% | ||
| 9 | UBS Group AG | 9,666 | 138,000 | 0.22% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 5,737 | 82,000 | 0.13% | ||
| 11 | WFG Advisors, LP | 3,000 | 43,000 | 0.07% | ||
| 12 | D.A. DAVIDSON & CO. | 2,443 | 34,000 | 0.06% | ||
| 13 | Tower Research Capital LLC (TRC) | 1,456 | 21,000 | 0.03% | ||
| 14 | CITIGROUP INC | 1,353 | 19,000 | 0.03% | ||
| 15 | Creative Planning | 500 | 7,000 | 0.01% | ||
| 16 | NEW ENGLAND SECURITIES CORP /MA/ | 280 | 4,000 | 0.01% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 259 | 4,000 | 0.01% | ||
| 18 | SECURITY NATIONAL TRUST CO | 300 | 4,000 | 0.01% | ||
| 19 | ROYAL BANK OF CANADA | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
