| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,267,389 | 29,907,000 | 50.97% | ||
| 2 | WELLS FARGO & COMPANY/MN | 843,618 | 11,127,000 | 18.96% | ||
| 3 | 1607 Capital Partners, LLC | 610,462 | 8,052,000 | 13.72% | ||
| 4 | ICON ADVISERS INC/CO | 244,195 | 3,221,000 | 5.49% | ||
| 5 | RELATIVE VALUE PARTNERS GROUP, LLC | 239,802 | 3,163,000 | 5.39% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 86,521 | 1,140,000 | 1.94% | ||
| 7 | UBS Group AG | 76,820 | 1,014,000 | 1.73% | ||
| 8 | MORGAN STANLEY | 25,694 | 339,000 | 0.58% | ||
| 9 | Invesco Ltd. | 17,809 | 235,000 | 0.40% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 16,025 | 211,000 | 0.36% | ||
| 11 | LPL Financial LLC | 10,784 | 142,000 | 0.24% | ||
| 12 | MSI Financial Services Inc | 5,733 | 76,000 | 0.13% | ||
| 13 | Creative Planning | 2,200 | 29,000 | 0.05% | ||
| 14 | D.A. DAVIDSON & CO. | 1,000 | 13,000 | 0.02% | ||
| 15 | BRONFMAN E.L. ROTHSCHILD, L.P. | 190 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
