| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 2,109,443 | 37,443,000 | 22.61% | ||
| 2 | UBS AG | 1,248,059 | 22,153,000 | 13.38% | ||
| 3 | MORGAN STANLEY | 1,212,521 | 21,523,000 | 13.00% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,152,540 | 20,458,000 | 12.35% | ||
| 5 | WELLS FARGO & COMPANY/MN | 658,879 | 11,695,000 | 7.06% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 563,560 | 10,003,000 | 6.04% | ||
| 7 | DEUTSCHE BANK AG\ | 321,815 | 5,712,000 | 3.45% | ||
| 8 | MARINER INVESTMENT GROUP LLC | 297,658 | 5,283,000 | 3.19% | ||
| 9 | Relative Value Partners, LLC | 290,331 | 5,153,000 | 3.11% | ||
| 10 | Invesco Ltd. | 261,355 | 4,639,000 | 2.80% | PRN | |
| 11 | BB&T SECURITIES, LLC | 25,369 | 4,502,000 | 2.72% | ||
| 12 | BARCLAYS PLC | 160,734 | 2,730,000 | 1.65% | ||
| 13 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 130,689 | 2,320,000 | 1.40% | ||
| 14 | ROYAL BANK OF CANADA | 119,943 | 2,130,000 | 1.29% | ||
| 15 | TFS CAPITAL LLC | 79,691 | 1,415,000 | 0.85% | ||
| 16 | Index Management Solutions, LLC | 63,242 | 1,123,000 | 0.68% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 54,334 | 964,000 | 0.58% | ||
| 18 | SG Americas Securities, LLC | 50,751 | 901,000 | 0.54% | ||
| 19 | Beta Wealth Group, Inc. | 50,256 | 892,000 | 0.54% | ||
| 20 | LPL Financial LLC | 40,100 | 712,000 | 0.43% | ||
| 21 | Paloma Partners Management Co | 33,470 | 594,000 | 0.36% | ||
| 22 | Investors Capital Advisory Services | 26,500 | 470,000 | 0.28% | ||
| 23 | Private Wealth Partners, LLC | 26,000 | 461,000 | 0.28% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,435 | 434,000 | 0.26% | ||
| 25 | Shaker Financial Services, LLC | 22,206 | 394,000 | 0.24% | ||
| 26 | WEDBUSH SECURITIES INC | 17,697 | 314,000 | 0.19% | ||
| 27 | Cetera Advisor Networks LLC | 14,200 | 253,000 | 0.15% | ||
| 28 | ENVESTNET ASSET MANAGEMENT INC | 12,800 | 227,000 | 0.14% | ||
| 29 | Cambridge Investment Research Advisors, Inc. | 11,084 | 197,000 | 0.12% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,833 | 175,000 | 0.11% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 7,500 | 133,000 | 0.08% | ||
| 32 | CITIGROUP INC | 6,948 | 123,000 | 0.07% | ||
| 33 | Thomas J. Herzfeld Advisors, Inc. | 2,301 | 41,000 | 0.02% | ||
| 34 | B. Riley Wealth Management, Inc. | 2,000 | 36,000 | 0.02% | ||
| 35 | MUFG Americas Holdings Corp | 33 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
