| 1 |
UBS Group AG |
1,376,993 |
22,830,000 |
12.31% |
|
|
| 2 |
Saba Capital Management, L.P. |
1,284,616 |
21,299,000 |
11.49% |
|
|
| 3 |
BANK OF AMERICA CORP /DE/ |
1,217,635 |
20,188,000 |
10.89% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,145,284 |
18,989,000 |
10.24% |
|
|
| 5 |
MORGAN STANLEY |
1,128,728 |
18,714,000 |
10.09% |
|
|
| 6 |
BESSEMER GROUP INC |
1,048,941 |
17,391,000 |
9.38% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
865,213 |
14,345,000 |
7.74% |
|
|
| 8 |
DEUTSCHE BANK AG\ |
568,296 |
9,422,000 |
5.08% |
|
|
| 9 |
Invesco Ltd. |
455,845 |
7,558,000 |
4.08% |
|
PRN |
| 10 |
EATON VANCE MANAGEMENT |
405,349 |
6,713,000 |
3.62% |
|
|
| 11 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
318,821 |
5,286,000 |
2.85% |
|
|
| 12 |
RELATIVE VALUE PARTNERS GROUP, LLC |
196,381 |
3,256,000 |
1.76% |
|
|
| 13 |
MARINER INVESTMENT GROUP LLC |
113,026 |
1,874,000 |
1.01% |
|
|
| 14 |
Yorktown Management & Research Co Inc |
110,000 |
1,824,000 |
0.98% |
|
|
| 15 |
CITIGROUP INC |
99,064 |
1,642,000 |
0.89% |
|
|
| 16 |
Advisors Asset Management, Inc. |
91,552 |
1,518,000 |
0.82% |
|
|
| 17 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
89,296 |
1,481,000 |
0.80% |
|
|
| 18 |
Frontier Wealth Management LLC |
74,550 |
1,236,000 |
0.67% |
|
|
| 19 |
ROYAL BANK OF CANADA |
73,574 |
1,220,000 |
0.66% |
|
|
| 20 |
LPL Financial LLC |
48,894 |
817,000 |
0.44% |
|
|
| 21 |
FIRST TRUST ADVISORS LP |
46,526 |
771,000 |
0.42% |
|
|
| 22 |
GUGGENHEIM CAPITAL LLC |
44,386 |
736,000 |
0.40% |
|
|
| 23 |
Shaker Financial Services, LLC |
41,854 |
694,000 |
0.37% |
|
|
| 24 |
Capital Investment Advisors, LLC |
40,793 |
676,000 |
0.36% |
|
|
| 25 |
Cambridge Investment Research Advisors, Inc. |
39,096 |
648,000 |
0.35% |
|
|
| 26 |
BlueSpruce Investments, LP |
35,180 |
583,000 |
0.31% |
|
|
| 27 |
WOLVERINE ASSET MANAGEMENT LLC |
32,821 |
544,000 |
0.29% |
|
|
| 28 |
BB&T SECURITIES, LLC |
26,612 |
441,000 |
0.24% |
|
|
| 29 |
Thomas J. Herzfeld Advisors, Inc. |
25,976 |
425,000 |
0.23% |
|
|
| 30 |
KEYBANK NATIONAL ASSOCIATION/OH |
24,010 |
398,000 |
0.21% |
|
|
| 31 |
Investors Capital Advisory Services |
21,500 |
356,000 |
0.19% |
|
|
| 32 |
Cetera Advisor Networks LLC |
16,400 |
284,000 |
0.15% |
|
|
| 33 |
AQR ARBITRAGE LLC |
13,485 |
224,000 |
0.12% |
|
|
| 34 |
Private Wealth Partners, LLC |
13,500 |
224,000 |
0.12% |
|
|
| 35 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
12,996 |
215,000 |
0.12% |
|
|
| 36 |
Private Advisor Group, LLC |
11,920 |
198,000 |
0.11% |
|
|
| 37 |
D.A. DAVIDSON & CO. |
6,170 |
102,000 |
0.06% |
|
|
| 38 |
AMERICAN INTERNATIONAL GROUP, INC. |
5,402 |
89,565 |
0.05% |
|
|
| 39 |
Tower Research Capital LLC (TRC) |
4,222 |
70,000 |
0.04% |
|
|
| 40 |
Genesis Wealth Advisors, LLC |
2,580 |
42,776 |
0.02% |
|
|
| 41 |
Financial Architects, Inc |
1,715 |
28,000 |
0.02% |
|
|
| 42 |
DUBUQUE BANK & TRUST CO |
1,589 |
26,000 |
0.01% |
|
|
| 43 |
COUNTRY TRUST BANK |
1,330 |
22,000 |
0.01% |
|
|
| 44 |
PANAGORA ASSET MANAGEMENT INC |
1,297 |
22,000 |
0.01% |
|
|
| 45 |
US BANCORP \DE\ |
300 |
5,000 |
0.00% |
|
|
| 46 |
NEXT Financial Group, Inc |
0 |
0 |
0.00% |
|
|
